DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
T•••••• R•••• M•••••
Feed of 09/14/2026
Also filed as Bubba M•••••
At current firm
6 y
since Mar 5, 2020
In the industry
24 y
since Apr 11, 2002 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• O• O•••• I••••••• S•••••••• I••• independent RIA currentsince Mar 5, 2020 · Denver, Co
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Dec 26, 2019 · Columbia, Sc
- M•• F•••••••• S•••••••• I••• formerApr 8, 2016 to Mar 25, 2017 · Columbia, Sc
- M•• F•••••••• S•••••••• I••• formerMar 18, 2016 to Apr 8, 2016 · Columbia, Sc
- L•• F•••••••• L•• BD affiliatedOct 31, 2013 to Apr 1, 2016 · Columbia, Sc
- Q•••••• A•••• M••••••••• I••• formerDec 7, 2011 to Nov 5, 2013 · Minneapolis, Mn
- V••• F•••••••• A•••••••• I••• BD affiliatedOct 12, 2009 to Nov 11, 2011 · Mt Pleasant, Sc
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Oct 2, 2009 · Columbia, Sc
- A• G• E•••••• • S•••• I••• unclassifiedJun 12, 2007 to Jan 1, 2008 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to M••••• O• O•••• I••••••• S•••••••• I•••left Dec 26, 2019, registered Mar 5, 2020 (70 days) · Other
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to M•• F•••••••• S•••••••• I•••left Apr 1, 2016, registered Mar 18, 2016 (-14 days) · Other
- Q•••••• A•••• M••••••••• I••• to L•• F•••••••• L••left Nov 5, 2013, registered Oct 31, 2013 (-5 days) · Other
- V••• F•••••••• A•••••••• I••• to Q•••••• A•••• M••••••••• I•••left Nov 11, 2011, registered Dec 7, 2011 (26 days) · Other
- W•••• F•••• A••••••• to V••• F•••••••• A•••••••• I•••left Oct 2, 2009, registered Oct 12, 2009 (10 days) · Other
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address