DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D••••• I•••• G•••

S•••• F••••••• W••••• S•••••••••state registeredHuntingdon Valley, PaIA-onlyIAPD 3013135

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

Also filed as D••••• I•••• G•••

At current firm

2 y

since Jun 4, 2024

In the industry

28 y

since Apr 16, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••• F••••••• W••••• S••••••••• state registered current
since Jun 4, 2024 · Huntingdon Valley, Pa
M•••••• S•••••••• state registered
Feb 8, 2022 to Apr 30, 2024 · Santa Rosa Beach, Fl
A••••• A•• P••••••• S••••••• BD affiliated
Jun 8, 2016 to May 24, 2019 · Philadelphia, Pa
P•• W••••• M••••••••• BD affiliated
Aug 14, 2015 to May 11, 2016 · Chalfont, Pa
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Aug 2, 2011 to Nov 18, 2013 · Pennington, Nj
B•••••••• I••••••••• M••••••••• L•• asset manager
Sep 29, 2006 to Jun 15, 2011 · Plainsboro, Nj
M•••••• L•••• I••••••••• M••••••• L• unclassified
Apr 14, 2003 to Sep 29, 2006 · Plainsboro, Nj

Moves

a registration end followed by a registration begin elsewhere

M•••••• S•••••••• to S•••• F••••••• W••••• S•••••••••
left Apr 30, 2024, registered Jun 4, 2024 (35 days) · Other
A••••• A•• P••••••• S••••••• to M•••••• S••••••••
left May 24, 2019, registered Feb 8, 2022 (991 days) · Affiliated broker-dealer or bank to a state-registered adviser
P•• W••••• M••••••••• to A••••• A•• P••••••• S•••••••
left May 11, 2016, registered Jun 8, 2016 (28 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•• W••••• M•••••••••
left Nov 18, 2013, registered Aug 14, 2015 (634 days) · Other
B•••••••• I••••••••• M••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jun 15, 2011, registered Aug 2, 2011 (48 days) · Other
M•••••• L•••• I••••••••• M••••••• L• to B•••••••• I••••••••• M••••••••• L••
left Sep 29, 2006, registered Sep 29, 2006 (0 days) · corporate re-registration, not a move

Signals

D••••• I•••• G••• left M•••••• S•••••••• for S•••• F••••••• W••••• S••••••••• (registered 2024-06-04)
Apr 30, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address