RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• R••••••• G•••••
- Title
- Director of People & Culture, HRreportedpaxfinancialgroup.comfirm site, Sep 15, 2026
- Designations
- CFP, JDreportedpaxfinancialgroup.comas printed on the bio page, Sep 16, 2026
- Years, as the firm states
- 25reportedpaxfinancialgroup.com“Charles Garcia brings over 25 years of experience and a deep sense of purpose to his Vice President of Advisory Services role.”
- Professional profile
- paxfinancialgroup.com/team-member/charles-r-garciareportedpaxfinancialgroup.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- P•• F•••••••• G•••• independent RIA currentsince Feb 7, 2019 · San Antonio, Tx
- U••• I••••••••• S••••••• C•••••• no RAUMJan 8, 2018 to Jan 4, 2019 · San Antonio, Tx
- U••• F•••••••• P••••••• S••••••• formerAug 30, 2016 to Jan 8, 2018 · San Antonio, Tx
- U••• F•••••••• P••••••• S••••••• formerMar 22, 2011 to Sep 16, 2014 · San Antonio, Tx
- L•• F•••••••• L•• BD affiliatedOct 5, 2007 to Dec 22, 2010 · Cypress, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 17, 2002 to Oct 9, 2007 · Houston, Tx
- V•••• F•••••••• A•••••••• I••• BD affiliatedSep 28, 1999 to Jul 3, 2002 · Houston, Tx
- U••• I••••••••• S••••••• C•••••• to P•• F•••••••• G••••left Jan 4, 2019, registered Feb 7, 2019 (34 days) · Affiliated broker-dealer or bank to independent RIA
- U••• F•••••••• P••••••• S••••••• to U••• I••••••••• S••••••• C••••••left Jan 8, 2018, registered Jan 8, 2018 (0 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to U••• F•••••••• P••••••• S•••••••left Dec 22, 2010, registered Mar 22, 2011 (90 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••left Oct 9, 2007, registered Oct 5, 2007 (-4 days) · Other
- V•••• F•••••••• A•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 3, 2002, registered Jun 17, 2002 (-16 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address