DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••• T• M•••••••

T••••••• I••••••••• M••••••••• I•••BD affiliatedMinneapolis, Mn dual registrantIAPD 3020748

Feed of 09/15/2026

Also filed as Mary A Tobin

At current firm

0 y

since Jun 15, 2026

In the industry

24 y

since Jan 31, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T••••••• I••••••••• M••••••••• I••• BD affiliated current
since Jun 15, 2026 · Minneapolis, Mn
M••••••••• R••••••••• BD affiliated
Feb 29, 2024 to Nov 14, 2024 · Washington, Dc
M••••• S•••••• wirehouse
Sep 29, 2020 to Feb 1, 2024 · Morristown, Nj
M•• S••••••••• I••• unclassified
Feb 8, 2019 to Apr 13, 2020 · Iselin, Nj
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 23, 2009 to Jan 5, 2018 · Florham Park, Nj
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Mar 30, 2006 to Oct 23, 2009 · Morristown, Nj
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jan 31, 2002 to Mar 4, 2003 · Paramus, Nj

Moves

a registration end followed by a registration begin elsewhere

M••••••••• R••••••••• to T••••••• I••••••••• M••••••••• I•••
left Nov 14, 2024, registered Jun 15, 2026 (578 days) · Other
M••••• S•••••• to M••••••••• R•••••••••
left Feb 1, 2024, registered Feb 29, 2024 (28 days) · Other
M•• S••••••••• I••• to M••••• S••••••
left Apr 13, 2020, registered Sep 29, 2020 (169 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•• S••••••••• I•••
left Jan 5, 2018, registered Feb 8, 2019 (399 days) · Other
B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B••• O• A•••••• I••••••••• S•••••••• I•••
left Mar 4, 2003, registered Mar 30, 2006 (1122 days) · Other

Signals

M••• T• M••••••• left M••••••••• R••••••••• for T••••••• I••••••••• M••••••••• I••• (registered 2026-06-15)
Nov 14, 2024 · Advisor changed firm · fact
M••• T• M••••••• left M••••• S•••••• for M••••••••• R••••••••• (registered 2024-02-29)
Feb 1, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address