RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• L•••• A•••••••
- V••• F•••••••• A•••••••• I••• BD affiliated currentsince Aug 31, 2026 · Oklahoma City, Ok
- E••••• J•••• national BD currentsince Sep 28, 2022 · Mustang, Ok
- A••••• W••••• M••••••••• independent RIAJun 5, 2013 to May 20, 2015 · Moore, Ok
- M•• I•••••••• S•••••••• L•• BD affiliatedJun 22, 2011 to Jun 25, 2012 · Oklahoma City, Ok
- V•••• F•••••••• A•••••••• I••• BD affiliatedOct 14, 2008 to Jul 8, 2009 · Little Rock, Ar
- C••••• I••••••••• S••••••• L•• formerFeb 20, 2007 to Oct 15, 2008 · Moore, Ok
- W•••••• • R••• formerFeb 3, 2006 to Apr 6, 2006 · Edmond, Ok
- E••••• J•••• national BDSep 21, 2005 to Jan 10, 2006 · Norman, Ok
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 13, 2004 to Sep 20, 2005 · Oklahoma City, Ok
- A••••• W••••• M••••••••• to E••••• J••••left May 20, 2015, registered Sep 28, 2022 (2688 days) · Other
- M•• I•••••••• S•••••••• L•• to A••••• W••••• M•••••••••left Jun 25, 2012, registered Jun 5, 2013 (345 days) · Other
- V•••• F•••••••• A•••••••• I••• to M•• I•••••••• S•••••••• L••left Jul 8, 2009, registered Jun 22, 2011 (714 days) · Other
- C••••• I••••••••• S••••••• L•• to V•••• F•••••••• A•••••••• I•••left Oct 15, 2008, registered Oct 14, 2008 (-1 days) · Other
- W•••••• • R••• to C••••• I••••••••• S••••••• L••left Apr 6, 2006, registered Feb 20, 2007 (320 days) · Other
- E••••• J•••• to W•••••• • R•••left Jan 10, 2006, registered Feb 3, 2006 (24 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E••••• J••••left Sep 20, 2005, registered Sep 21, 2005 (1 days) · Wirehouse to affiliated broker-dealer or bank
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address