DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••••• K•••••• K•••••••

N•••••••• C••••••• L••independent RIANewtown Square, PaIA-onlyIAPD 3029441

Feed of 09/14/2026

Also filed as R••••• K•••••• K•••••••

At current firm

0 y

since Aug 3, 2026

In the industry

28 y

since May 1, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

N•••••••• C••••••• L•• independent RIA current
since Aug 3, 2026 · Newtown Square, Pa
M•• I•••••••• S•••••••• L•• BD affiliated
Jul 17, 2024 to Jul 14, 2026 · Wall Township, Nj
C•••• • S••••• C•••••• M••••••••• I••• asset manager
Sep 13, 2021 to Aug 1, 2022 · New York, Ny
E•••• V•••• M••••••••• asset manager
Sep 29, 2017 to May 17, 2021 · Boston, Ma
V••••• C•••••• A•••••••• L•• other
Jan 26, 2011 to Jun 1, 2017 · Garnet Valley, Pa
I•••••• A•••••••• I••• asset manager
Jan 1, 2010 to Jan 3, 2011 · Atlanta, Ga
I•••••• A•• P•••••• A•••• M••••••••• I••• unclassified
Jun 21, 2002 to Jan 1, 2010 · Houston, Tx

Moves

a registration end followed by a registration begin elsewhere

M•• I•••••••• S•••••••• L•• to N•••••••• C••••••• L••
left Jul 14, 2026, registered Aug 3, 2026 (20 days) · Affiliated broker-dealer or bank to independent RIA
C•••• • S••••• C•••••• M••••••••• I••• to M•• I•••••••• S•••••••• L••
left Aug 1, 2022, registered Jul 17, 2024 (716 days) · Other
E•••• V•••• M••••••••• to C•••• • S••••• C•••••• M••••••••• I•••
left May 17, 2021, registered Sep 13, 2021 (119 days) · Other
V••••• C•••••• A•••••••• L•• to E•••• V•••• M•••••••••
left Jun 1, 2017, registered Sep 29, 2017 (120 days) · Other
I•••••• A•••••••• I••• to V••••• C•••••• A•••••••• L••
left Jan 3, 2011, registered Jan 26, 2011 (23 days) · Other
I•••••• A•• P•••••• A•••• M••••••••• I••• to I•••••• A•••••••• I•••
left Jan 1, 2010, registered Jan 1, 2010 (0 days) · corporate re-registration, not a move

Signals

R••••• K•••••• K••••••• left M•• I•••••••• S•••••••• L•• for N•••••••• C••••••• L•• (registered 2026-08-03)
Jul 14, 2026 · Advisor changed firm · fact
R••••• K•••••• K••••••• left C•••• • S••••• C•••••• M••••••••• I••• for M•• I•••••••• S•••••••• L•• (registered 2024-07-17)
Aug 1, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address