DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Roman Eppel

Edward Jonesnational BDBrooklyn, Nydual registrantIAPD 3029923

Feed of 09/14/2026

At current firm

0 y

since Feb 13, 2026

In the industry

16 y

since Jul 30, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Edward Jones national BD current
since Feb 13, 2026 · Brooklyn, Ny
Td Private Client Wealth LLC BD affiliated
Feb 3, 2025 to Feb 20, 2026 · Brooklyn, Ny
Eagle Strategies LLC BD affiliated
Oct 18, 2024 to Feb 3, 2025 · New York, Ny
Citigroup Global Markets Inc. BD affiliated
Oct 7, 2016 to May 15, 2024 · Brooklyn, Ny
J.P. Morgan Securities LLC wirehouse
Oct 1, 2012 to Oct 13, 2016 · Brooklyn, Ny
Chase Investment Services Corp. former
Nov 29, 2011 to Oct 1, 2012 · Brooklyn, Ny

Moves

a registration end followed by a registration begin elsewhere

Td Private Client Wealth LLC to Edward Jones
left Feb 20, 2026, registered Feb 13, 2026 (-7 days) · Affiliated broker-dealer or bank to another
Eagle Strategies LLC to Td Private Client Wealth LLC
left Feb 3, 2025, registered Feb 3, 2025 (0 days) · Affiliated broker-dealer or bank to another
Citigroup Global Markets Inc. to Eagle Strategies LLC
left May 15, 2024, registered Oct 18, 2024 (156 days) · Affiliated broker-dealer or bank to another
J.P. Morgan Securities LLC to Citigroup Global Markets Inc.
left Oct 13, 2016, registered Oct 7, 2016 (-6 days) · Other
Chase Investment Services Corp. to J.P. Morgan Securities LLC
left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move

Signals

Roman Eppel left Td Private Client Wealth Llc for Edward Jones (registered 2026-02-13)
Feb 20, 2026 · Advisor changed firm · fact
Roman Eppel left Eagle Strategies Llc for Td Private Client Wealth Llc (registered 2025-02-03)
Feb 3, 2025 · Advisor changed firm · fact
Roman Eppel left Citigroup Global Markets Inc. for Eagle Strategies Llc (registered 2024-10-18)
May 15, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address