RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• D•••••• F••••
- C••••••••• I••••••••• A•••••••• L•• independent RIA currentsince May 15, 2026 · Apopka, Fl
- W•••• F•••• A••••••• wirehouseNov 27, 2013 to May 25, 2026 · Marlton, Nj
- J••••• M••••••••• S•••• L•• BD affiliatedOct 9, 2008 to Dec 2, 2013 · Marlton, Nj
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedJun 7, 2005 to Oct 13, 2008 · West Deptford, Nj
- W•••• F•••• A••••••• to C••••••••• I••••••••• A•••••••• L••left May 25, 2026, registered May 15, 2026 (-10 days) · Wirehouse to independent RIA
- J••••• M••••••••• S•••• L•• to W•••• F•••• A•••••••left Dec 2, 2013, registered Nov 27, 2013 (-5 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to J••••• M••••••••• S•••• L••left Oct 13, 2008, registered Oct 9, 2008 (-4 days) · Other
- J••• D•••••• F•••• left W•••• F•••• A••••••• for C••••••••• I••••••••• A•••••••• L•• (registered 2026-05-15)May 25, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address