RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• E• K••••
- G••••• R••••••••• P••••••• L•• institutional currentsince Aug 30, 2021 · San Rafael, Ca
- R•• W••••• A••••••• independent RIAMar 29, 2018 to Aug 31, 2021 · Lisle, Il
- G••••• F•••••••• P•••••• C••••••• I••• formerSep 27, 2016 to Mar 29, 2018 · Wheaton, Il
- E••••• J•••• national BDMar 9, 2016 to Aug 23, 2016 · Wheaton, Il
- R•• W••••• A••••••• to G••••• R••••••••• P••••••• L••left Aug 31, 2021, registered Aug 30, 2021 (-1 days) · Other
- G••••• F•••••••• P•••••• C••••••• I••• to R•• W••••• A•••••••left Mar 29, 2018, registered Mar 29, 2018 (0 days) · Other
- E••••• J•••• to G••••• F•••••••• P•••••• C••••••• I•••left Aug 23, 2016, registered Sep 27, 2016 (35 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address