RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• C••••••
- H•••••• T••••••• • K•••• L•• independent RIA currentsince Mar 24, 2010 · Pittsburgh, Pa
- P••• A••••• S••••••••• L•• BD affiliatedMar 12, 2008 to Mar 29, 2010 · Pittsburgh, Pa
- D••••••• I••••••••• A•••••••• I••• independent RIAJan 31, 2003 to Nov 8, 2004 · Great Falls, Mt
- D••••••• I••••••••• A•••••••• I••• independent RIAJun 25, 2002 to Nov 27, 2002 · Great Falls, Mt
- D••• D••••••• • C•• independent RIAApr 19, 2002 to Feb 22, 2008 · Bozeman, Mt
- P••• A••••• S••••••••• L•• to H•••••• T••••••• • K•••• L••left Mar 29, 2010, registered Mar 24, 2010 (-5 days) · Other
- D••• D••••••• • C•• to D••••••• I••••••••• A•••••••• I•••left Feb 22, 2008, registered Jun 25, 2002 (-2068 days) · Other
- D••••••• I••••••••• A•••••••• I••• to P••• A••••• S••••••••• L••left Nov 8, 2004, registered Mar 12, 2008 (1220 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address