RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• D• D••••
- A•••• C•••••• C•••• BD affiliated currentsince Aug 14, 2026 · New York, Ny
- J••• M••••• S••••••••• L•• wirehouseMar 17, 2023 to Apr 28, 2026 · Austin, Tx
- W•••• F•••• A••••••• wirehouseJan 25, 2023 to Mar 7, 2023 · Austin, Tx
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Feb 1, 2023 · Austin, Tx
- C•••• I••••••••• S••••••• C•••• formerFeb 4, 2005 to Oct 1, 2012 · Austin, Tx
- B••• O•• S••••••••• C••••••••• unclassifiedApr 27, 2004 to Jun 20, 2005 · Austin, Tx
- J••• M••••• S••••••••• L•• to A•••• C•••••• C••••left Apr 28, 2026, registered Aug 14, 2026 (108 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to J••• M••••• S••••••••• L••left Mar 7, 2023, registered Mar 17, 2023 (10 days) · Wirehouse to wirehouse
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Feb 1, 2023, registered Jan 25, 2023 (-7 days) · Wirehouse to wirehouse · moved with a team
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- B••• O•• S••••••••• C••••••••• to C•••• I••••••••• S••••••• C••••left Jun 20, 2005, registered Feb 4, 2005 (-136 days) · Other
- D•••• D• D•••• left J••• M••••• S••••••••• L•• for A•••• C•••••• C•••• (registered 2026-08-14)Apr 28, 2026 · Advisor changed firm · fact
- D•••• D• D•••• left W•••• F•••• A••••••• for J••• M••••• S••••••••• L•• (registered 2023-03-17)Mar 7, 2023 · Advisor changed firm · fact
- D•••• D• D•••• left J••• M••••• S••••••••• L•• for W•••• F•••• A••••••• (registered 2023-01-25)Feb 1, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address