DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Registered advisor
R••••• P• H•••••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as R••••• Pine H•••••••••
At current firm
0 y
since Jun 4, 2026
In the industry
27 y
since Oct 21, 1998 (earliest exam, job or registration)
Prior registered firms
11
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
4
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jun 4, 2026 · Haddonfield, Nj
- O•••• W•••••• I••• BD affiliatedNov 3, 2025 to Mar 24, 2026 · Wilmington, De
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 27, 2023 to Oct 29, 2025 · Wilmington, De
- O•••• F•• I••• formerApr 20, 2021 to Apr 26, 2022 · Cherry Hill, Nj
- C••••••• S••••••••• I••• BD affiliatedAug 26, 2020 to Apr 20, 2021 · Milford, De
- M•• S••••••••• I••• unclassifiedMar 4, 2019 to Apr 6, 2020 · Wilmington, De
- S•••••••• S••••••••• BD affiliatedAug 21, 2013 to Jun 20, 2017 · Princeton, Nj
- M••••• S•••••• wirehouseJun 1, 2009 to Jan 6, 2012 · Purchase, Ny
- C•••••••• G••••• M•••••• I••• BD affiliatedMar 23, 2007 to Jun 1, 2009 · Warren, Nj
- P•• W••••• M••••••••• BD affiliatedOct 18, 2005 to Feb 22, 2007 · Wilmington, De
- J•••• • L••••• A••••••• unclassifiedSep 21, 2004 to Dec 31, 2004 · Forest Hill, Md
- T• A••••••••• I••• formerJun 10, 2003 to Aug 19, 2004 · Wilmington, De
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to L•• F•••••••• L••left Mar 24, 2026, registered Jun 4, 2026 (72 days) · Affiliated broker-dealer or bank to another
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to O•••• W•••••• I•••left Oct 29, 2025, registered Nov 3, 2025 (5 days) · Wirehouse to affiliated broker-dealer or bank
- O•••• F•• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 26, 2022, registered Nov 27, 2023 (580 days) · Affiliated broker-dealer or bank to wirehouse
- C••••••• S••••••••• I••• to O•••• F•• I•••left Apr 20, 2021, registered Apr 20, 2021 (0 days) · Affiliated broker-dealer or bank to another
- M•• S••••••••• I••• to C••••••• S••••••••• I•••left Apr 6, 2020, registered Aug 26, 2020 (142 days) · Other
- S•••••••• S••••••••• to M•• S••••••••• I•••left Jun 20, 2017, registered Mar 4, 2019 (622 days) · Other
- M••••• S•••••• to S•••••••• S•••••••••left Jan 6, 2012, registered Aug 21, 2013 (593 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- P•• W••••• M••••••••• to C•••••••• G••••• M•••••• I•••left Feb 22, 2007, registered Mar 23, 2007 (29 days) · Other
- J•••• • L••••• A••••••• to P•• W••••• M•••••••••left Dec 31, 2004, registered Oct 18, 2005 (291 days) · Other
- T• A••••••••• I••• to J•••• • L••••• A•••••••left Aug 19, 2004, registered Sep 21, 2004 (33 days) · Other
Signals
- R••••• P• H••••••••• no longer holds an investment adviser registration (last listed at L•• F•••••••• L•• on the 2026-09-18 feed)Sep 18, 2026 · Advisor registration ended · derived
- R••••• P• H••••••••• left O•••• W•••••• I••• for L•• F•••••••• L•• (registered 2026-06-04)Mar 24, 2026 · Advisor changed firm · fact
- R••••• P• H••••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for O•••• W•••••• I••• (registered 2025-11-03)Oct 29, 2025 · Advisor changed firm · fact
- R••••• P• H••••••••• left O•••• F•• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-11-27)Apr 26, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address