RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• T••••• R•••••••
- P•• W••••• M••••••••• BD affiliated currentsince Mar 3, 2020 · Lilburn, Ga
- W•••• F•••• A••••••• wirehouseAug 14, 2015 to Feb 13, 2020 · Duluth, Ga
- P•• W••••• M••••••••• BD affiliatedDec 2, 2011 to Aug 6, 2015 · Lithonia, Ga
- E•••• N••••••• S••••••••• I••• formerJan 12, 2010 to Nov 14, 2011 · Norcross, Ga
- N••• F•••••• A•••• M••••••••• L•• formerJul 22, 2008 to Jun 17, 2009 · Vienna, Va
- P•••••••• S••••••••• I••• BD affiliatedAug 3, 2005 to Jun 6, 2008 · Atlanta, Ga
- W•••••• • R••• formerSep 8, 2004 to Jul 7, 2005 · Indianapolis, In
- A••••••••• F•••••••• S•••••••• L•• national BDJan 8, 2003 to Aug 11, 2004 · Indianapolis, In
- W•••• F•••• A••••••• to P•• W••••• M•••••••••left Feb 13, 2020, registered Mar 3, 2020 (19 days) · Wirehouse to affiliated broker-dealer or bank
- P•• W••••• M••••••••• to W•••• F•••• A•••••••left Aug 6, 2015, registered Aug 14, 2015 (8 days) · Other
- E•••• N••••••• S••••••••• I••• to P•• W••••• M•••••••••left Nov 14, 2011, registered Dec 2, 2011 (18 days) · Other
- N••• F•••••• A•••• M••••••••• L•• to E•••• N••••••• S••••••••• I•••left Jun 17, 2009, registered Jan 12, 2010 (209 days) · Other
- P•••••••• S••••••••• I••• to N••• F•••••• A•••• M••••••••• L••left Jun 6, 2008, registered Jul 22, 2008 (46 days) · Other
- W•••••• • R••• to P•••••••• S••••••••• I•••left Jul 7, 2005, registered Aug 3, 2005 (27 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to W•••••• • R•••left Aug 11, 2004, registered Sep 8, 2004 (28 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address