DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Richard Omar Wilson

Osaic Advisory Services, LLCBD affiliatedBoise, Id dual registrantIAPD 3056011

Feed of 09/15/2026

Also filed as Rick O Wilson

At current firm

0 y

since Nov 7, 2025

In the industry

28 y

since Jul 1, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Sep 11, 2026 · Boise, Id
Osaic Advisory Services, LLC BD affiliated current
since Nov 7, 2025 · Meridian, Id
Osaic Institutions, Inc. BD affiliated
Nov 14, 2025 to Sep 11, 2026 · Meridiam, Id
Pfg Advisors independent RIA
Mar 15, 2024 to Nov 10, 2025 · Meridian, Id
Ameriprise Financial Services, LLC national BD
May 19, 2020 to Mar 27, 2024 · Boise, Id
LPL Financial LLC BD affiliated
Aug 1, 2017 to Jun 4, 2020 · Bend, Or
Steward Partners Investment Solutions, LLC former
Apr 1, 2015 to Aug 2, 2017 · Kennewick, Wa
U.S. Bancorp Investments, Inc. former
Mar 21, 2012 to Apr 2, 2015 · Benton City, Wa
LPL Financial LLC BD affiliated
Sep 30, 2010 to Apr 19, 2012 · Fort Mill, Sc
Cuso Financial Services, L.P. former
Oct 5, 2009 to Oct 7, 2010 · Pasco, Wa
LPL Financial LLC BD affiliated
Jul 20, 2007 to Oct 13, 2009 · Missoula, Mt
Wells Fargo Investments, LLC unclassified
Jun 1, 2006 to Jul 23, 2007 · Missoula, Mt
Banc Of America Investment Services, Inc. unclassified
Jul 20, 2004 to Jun 5, 2006 · Coeur D'Alene, Id
Wells Fargo Investments, LLC unclassified
Feb 14, 2003 to Jul 28, 2004 · Spokane, Wa
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
May 16, 2002 to Feb 21, 2003 · Richland, Wa

Moves

a registration end followed by a registration begin elsewhere

Osaic Institutions, Inc. to LPL Financial LLC
left Sep 11, 2026, registered Sep 11, 2026 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
Pfg Advisors to Osaic Advisory Services, LLC
left Nov 10, 2025, registered Nov 7, 2025 (-3 days) · RIA to affiliated broker-dealer or bank · moved with a team
Ameriprise Financial Services, LLC to Pfg Advisors
left Mar 27, 2024, registered Mar 15, 2024 (-12 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
LPL Financial LLC to Ameriprise Financial Services, LLC
left Jun 4, 2020, registered May 19, 2020 (-16 days) · Affiliated broker-dealer or bank to another
Steward Partners Investment Solutions, LLC to LPL Financial LLC
left Aug 2, 2017, registered Aug 1, 2017 (-1 days) · Other
U.S. Bancorp Investments, Inc. to Steward Partners Investment Solutions, LLC
left Apr 2, 2015, registered Apr 1, 2015 (-1 days) · Other
LPL Financial LLC to U.S. Bancorp Investments, Inc.
left Apr 19, 2012, registered Mar 21, 2012 (-29 days) · Other
Cuso Financial Services, L.P. to LPL Financial LLC
left Oct 7, 2010, registered Sep 30, 2010 (-7 days) · Other
LPL Financial LLC to Cuso Financial Services, L.P.
left Oct 13, 2009, registered Oct 5, 2009 (-8 days) · Other
Wells Fargo Investments, LLC to LPL Financial LLC
left Jul 23, 2007, registered Jul 20, 2007 (-3 days) · Other
Banc Of America Investment Services, Inc. to Wells Fargo Investments, LLC
left Jun 5, 2006, registered Jun 1, 2006 (-4 days) · Other
Wells Fargo Investments, LLC to Banc Of America Investment Services, Inc.
left Jul 28, 2004, registered Jul 20, 2004 (-8 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Wells Fargo Investments, LLC
left Feb 21, 2003, registered Feb 14, 2003 (-7 days) · Other

Signals

Richard Omar Wilson left Osaic Institutions, Inc. for Lpl Financial Llc (registered 2026-09-11)
Sep 11, 2026 · Advisor changed firm · fact
Richard Omar Wilson left Pfg Advisors for Osaic Advisory Services, Llc (registered 2025-11-07)
Nov 10, 2025 · Advisor changed firm · fact
Richard Omar Wilson left Ameriprise Financial Services, Llc for Pfg Advisors (registered 2024-03-15)
Mar 27, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address