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Registered advisor
D•••• B• Y••••
Feed of 09/15/2026
Also filed as D•••• B• Y••••
At current firm
5 y
since Jun 24, 2021
In the industry
26 y
since Jun 23, 2000 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S••••• W••••• A•••••••• I••• no RAUM currentsince Jun 24, 2021 · Indianapolis, In
- T• A••••••••• I••••••••• M••••••••• L•• formerOct 25, 2018 to Dec 23, 2020 · Ann Arbor, Mi
- T• A••••••••• I••• formerOct 25, 2018 to Dec 23, 2020 · Ann Arbor, Mi
- C•••••• S••••• • C••• I••• national BDAug 16, 2016 to Oct 30, 2018 · Novi, Mi
- E•••••• C•••••• M••••••••• L•• formerNov 24, 2015 to Jul 29, 2016 · Farmington Hills, Mi
- P•••••• A•••••• G••••• L•• BD affiliatedJun 26, 2014 to Dec 23, 2015 · Birmingham, Mi
- S•••••••• A••••••• L•• national BDJan 7, 2011 to Jun 30, 2014 · Birmingham, Mi
- C•••• I••••••••• S••••••• C•••• formerOct 20, 2010 to Nov 19, 2010 · Wayne, Mi
- S•••••••• A••••••• L•• national BDNov 30, 2005 to Sep 23, 2010 · Flint, Mi
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••••••••• M••••••••• L•• to S••••• W••••• A•••••••• I•••left Dec 23, 2020, registered Jun 24, 2021 (183 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Dec 23, 2020, registered Oct 25, 2018 (-790 days) · corporate re-registration, not a move
- C•••••• S••••• • C••• I••• to T• A••••••••• I•••left Oct 30, 2018, registered Oct 25, 2018 (-5 days) · Other
- E•••••• C•••••• M••••••••• L•• to C•••••• S••••• • C••• I•••left Jul 29, 2016, registered Aug 16, 2016 (18 days) · Other
- P•••••• A•••••• G••••• L•• to E•••••• C•••••• M••••••••• L••left Dec 23, 2015, registered Nov 24, 2015 (-29 days) · Other
- S•••••••• A••••••• L•• to P•••••• A•••••• G••••• L••left Jun 30, 2014, registered Jun 26, 2014 (-4 days) · Other
- C•••• I••••••••• S••••••• C•••• to S•••••••• A••••••• L••left Nov 19, 2010, registered Jan 7, 2011 (49 days) · Other
- S•••••••• A••••••• L•• to C•••• I••••••••• S••••••• C••••left Sep 23, 2010, registered Oct 20, 2010 (27 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address