RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• R•••••• C••••••
- A••••••• S••••••• N•••••• independent RIA currentsince Jan 29, 2018 · Atlanta, Ga
- T• P•••••• W••••• independent RIAOct 13, 2016 to Jan 29, 2018 · Southlake, Tx
- F••••••• P••••••• T•••• C••••••• F•• unclassifiedApr 26, 2005 to Mar 28, 2007 · Westlake, Tx
- S•••••••• A••••••• L•• national BDJul 23, 2001 to Oct 20, 2015 · Westlake, Tx
- T• P•••••• W••••• to A••••••• S••••••• N••••••left Jan 29, 2018, registered Jan 29, 2018 (0 days) · Other
- S•••••••• A••••••• L•• to F••••••• P••••••• T•••• C••••••• F••left Oct 20, 2015, registered Apr 26, 2005 (-3829 days) · Other
- F••••••• P••••••• T•••• C••••••• F•• to T• P•••••• W•••••left Mar 28, 2007, registered Oct 13, 2016 (3487 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address