RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• C•••••• B•••••••••
- D••• H••• A•••••••• I••• independent RIA currentsince Nov 4, 2016 · Richardson, Tx
- I•••••••• A•••••••• L•• BD affiliatedOct 30, 2012 to Oct 27, 2016 · Plano, Tx
- R••••• S•••••• C•••••• M••••••••• L•• independent RIAMay 31, 2011 to Oct 3, 2012 · Tulsa, Ok
- A••••• F•••••••• G•••• independent RIAJul 1, 2010 to Mar 22, 2011 · Conroe, Tx
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedMay 12, 2010 to Jul 1, 2010 · Conroe, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 6, 2002 to Jan 8, 2010 · Houston, Tx
- I•••••••• A•••••••• L•• to D••• H••• A•••••••• I•••left Oct 27, 2016, registered Nov 4, 2016 (8 days) · Other
- R••••• S•••••• C•••••• M••••••••• L•• to I•••••••• A•••••••• L••left Oct 3, 2012, registered Oct 30, 2012 (27 days) · Other
- A••••• F•••••••• G•••• to R••••• S•••••• C•••••• M••••••••• L••left Mar 22, 2011, registered May 31, 2011 (70 days) · Other
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to A••••• F•••••••• G••••left Jul 1, 2010, registered Jul 1, 2010 (0 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 8, 2010, registered May 12, 2010 (124 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address