DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Tammy K Pioch
Feed of 09/14/2026
Also filed as Tammy Katherine Pioch
At current firm
0 y
since Mar 24, 2026
In the industry
21 y
since Sep 1, 2005 (earliest exam, job or registration)
Prior registered firms
9
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Beacon Pointe Advisors, LLC independent RIA currentsince Mar 24, 2026 · Campbell, Ca
- Hightower Advisors, LLC BD affiliatedNov 3, 2023 to Mar 19, 2026 · Dallas, Tx
- Mariner BD affiliatedJul 6, 2020 to Oct 16, 2023 · Corte Madera, Ca
- Ellevest independent RIAApr 4, 2019 to Mar 6, 2020 · New York, Ny
- UBS Financial Services Inc. wirehouseNov 9, 2017 to Apr 2, 2019 · San Francisco, Ca
- RBC Capital Markets, LLC national BDAug 8, 2017 to Nov 15, 2017 · San Francisco, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMar 18, 2014 to Jun 2, 2017 · Palo Alto, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSep 9, 2010 to Aug 1, 2013 · Los Angeles, Ca
- Citigroup Global Markets Inc. BD affiliatedMay 29, 2007 to Dec 10, 2009 · San Francisco, Ca
- Citicorp Investment Services unclassifiedNov 2, 2005 to May 29, 2007 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
- Hightower Advisors, LLC to Beacon Pointe Advisors, LLCleft Mar 19, 2026, registered Mar 24, 2026 (5 days) · Affiliated broker-dealer or bank to independent RIA
- Mariner to Hightower Advisors, LLCleft Oct 16, 2023, registered Nov 3, 2023 (18 days) · Affiliated broker-dealer or bank to another
- Ellevest to Marinerleft Mar 6, 2020, registered Jul 6, 2020 (122 days) · RIA to affiliated broker-dealer or bank
- UBS Financial Services Inc. to Ellevestleft Apr 2, 2019, registered Apr 4, 2019 (2 days) · Wirehouse to independent RIA
- RBC Capital Markets, LLC to UBS Financial Services Inc.left Nov 15, 2017, registered Nov 9, 2017 (-6 days) · Affiliated broker-dealer or bank to wirehouse
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to RBC Capital Markets, LLCleft Jun 2, 2017, registered Aug 8, 2017 (67 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- Citigroup Global Markets Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Dec 10, 2009, registered Sep 9, 2010 (273 days) · Other
- Citicorp Investment Services to Citigroup Global Markets Inc.left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move
Signals
- Tammy K Pioch left Hightower Advisors, Llc for Beacon Pointe Advisors, Llc (registered 2026-03-24)Mar 19, 2026 · Advisor changed firm · fact
- Tammy K Pioch left Mariner for Hightower Advisors, Llc (registered 2023-11-03)Oct 16, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address