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Feed of 09/15/2026
Also filed as T••• Michael D•••••••
At current firm
1 y
since Feb 3, 2025
In the industry
28 y
since Aug 21, 1998 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Feb 3, 2025 · Conroe, Tx
- C••••• I••••••••• A••••••• L•• BD affiliatedJun 6, 2022 to Feb 3, 2025 · Conroe, Tx
- P•• W••••• M••••••••• BD affiliatedAug 18, 2021 to May 24, 2022 · Conroe, Tx
- P•• M•••••• A•••••• S••••••••• I••• formerOct 15, 2010 to Aug 17, 2021 · Houston, Tx
- S• J•••• W••••• M••••••••• unclassifiedApr 1, 2010 to Oct 15, 2010 · Houston, Tx
- B••• C•••••• I••••••••• S••••••••• I•• unclassifiedSep 30, 2009 to Mar 10, 2010 · Conroe, Tx
- T• A••••••••• I••• formerOct 12, 2000 to Jan 7, 2004 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to W•••• F•••• A•••••••left Feb 3, 2025, registered Feb 3, 2025 (0 days) · Affiliated broker-dealer or bank to wirehouse
- P•• W••••• M••••••••• to C••••• I••••••••• A••••••• L••left May 24, 2022, registered Jun 6, 2022 (13 days) · Affiliated broker-dealer or bank to another
- P•• M•••••• A•••••• S••••••••• I••• to P•• W••••• M•••••••••left Aug 17, 2021, registered Aug 18, 2021 (1 days) · corporate re-registration, not a move
- S• J•••• W••••• M••••••••• to P•• M•••••• A•••••• S••••••••• I•••left Oct 15, 2010, registered Oct 15, 2010 (0 days) · corporate re-registration, not a move
- B••• C•••••• I••••••••• S••••••••• I•• to S• J•••• W••••• M•••••••••left Mar 10, 2010, registered Apr 1, 2010 (22 days) · corporate re-registration, not a move
- T• A••••••••• I••• to B••• C•••••• I••••••••• S••••••••• I••left Jan 7, 2004, registered Sep 30, 2009 (2093 days) · Other
Signals
- T••• D••••••• left C••••• I••••••••• A••••••• L•• for W•••• F•••• A••••••• (registered 2025-02-03)Feb 3, 2025 · Advisor changed firm · fact
- T••• D••••••• left P•• W••••• M••••••••• for C••••• I••••••••• A••••••• L•• (registered 2022-06-06)May 24, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address