RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• W••••• L•••
- N•••••• A••••••• BD affiliated currentsince Oct 7, 2025 · Lakewood Ranch, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedMay 4, 2009 to Oct 2, 2025 · Lakewood Ranch, Fl
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedDec 23, 2008 to Oct 10, 2009 · Bradenton, Fl
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedOct 9, 2006 to Oct 20, 2008 · Sarasota, Fl
- W•••• F•••• A••••••• wirehouseAug 31, 2001 to Oct 12, 2006 · Lakewood Ranch, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to N•••••• A•••••••left Oct 2, 2025, registered Oct 7, 2025 (5 days) · Affiliated broker-dealer or bank to another
- R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Oct 10, 2009, registered May 4, 2009 (-159 days) · corporate re-registration, not a move
- B••• O• A•••••• I••••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S•••••••• I•••left Oct 20, 2008, registered Dec 23, 2008 (64 days) · Other
- W•••• F•••• A••••••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Oct 12, 2006, registered Oct 9, 2006 (-3 days) · Other
- J••••• W••••• L••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for N•••••• A••••••• (registered 2025-10-07)Oct 2, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address