DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Johnson Investment Counsel, Inc.
Latest filing May 19, 2026
First filing on the tape Mar 19, 2012 · 35 filings
SEC status approved since Nov 20, 2001
RAUM
$23B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
67%
$15B individuals and HNW
Advisors
65
registered through the firm on IAPD
RAUM per advisor
$354M
derived; firm RAUM over IAPD count
Employees
164
76 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
0
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$23B as of May 19, 2026
Mar 19, 2012$6.7B then
HNW client RAUM$15B as of May 19, 2026
Mar 27, 2018$4.9B then
State-registered IARs (5.B.3)63 as of May 19, 2026
Mar 27, 201326 then
Employees (5.A)164 as of May 19, 2026
Mar 27, 201398 then
Private funds: no history
RAUM +10% over the last fiscal year+12% a year over threeIARs 62 to 63
Practice profile
derived from the filing of May 19, 2026; every figure names its basis
Archetypes, each a printed rule
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $354MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 81derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.9MderivedHNW RAUM over HNW clients
- Average account
- $1.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 11%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 10.8derived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10%derivedbetween the last two annual amendments
- Advisor growth, one year
- +1.6%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.1%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companies, pension consulting, selection of other advisersreportedItem 5.G
- Financial planning clients
- 5,000reportedItem 5.H
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $18B, 5,012 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$15B64%
- Investment companies$3.8B16%
- Corporations and businesses$1.4B6.2%
- Charitable organizations$1.3B5.5%
- Pension and profit-sharing plans$787M3.4%
- Individuals$559M2.4%
- State and municipal entities$388M1.7%
- Other investment advisers$18.1M0.1%
- Insurance companies$6,2330.0%
- Individual clients
- 2,256reported
- HNW clients
- 2,995reported
- Pension plan clients
- 53reported
- Charitable clients
- 99reported
- Accounts
- 18,154reported
- Financial planning clients
- 5,000reported
- Wrap fee programs
- $0 sponsored, $152M managedreported
- Custody of client assets
- $18B for 5,012 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.67 fund_share=0.17 institutional_share=0.11 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
65 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jason O'Brien JackmanChartered Financial Analyst | Cincinnati, Oh | Jan 2, 2002 | 12 y | 0 |
| Timothy Charles GehnerCertified Financial Planner, Chartered Financial Analyst | Cincinnati, Oh | Jan 2, 2002 | 30 y | 0 |
| Bret Huntington ParrishChartered Financial Analyst | Cincinnati, Oh | Jan 2, 2002 | 25 y | 0 |
| Dean Andrew MoulasChartered Financial Analyst | Cincinnati, Oh | Jun 27, 2002 | 28 y | 0 |
| Jarett Todd LevitskyCertified Financial Planner | Cincinnati, Oh | Jun 30, 2003 | 26 y | 0 |
| Timothy Edward Johnson | Cincinnati, Oh | Jun 30, 2003 | 61 y | 0 |
| Michael S Jordan | Cincinnati, Oh | Mar 11, 2008 | 26 y | 0 |
| Jason Miguel FarlerChartered Financial Analyst | Cincinnati, Oh | Mar 12, 2008 | 20 y | 0 |
| Vincent L. Russell | Cincinnati, Oh | Dec 22, 2009 | 19 y | 1 |
| Joel David SiefertChartered Financial Analyst | Dayton, Oh | Oct 15, 2012 | 28 y | 0 |
| Fred A BrinkCertified Financial Planner, Chartered Financial Analyst | Cincinnati, Oh | Oct 18, 2012 | 11 y | 0 |
| Zachary J PiersonCertified Financial Planner | Cincinnati, Oh | Nov 20, 2013 | 21 y | 0 |
| Matthew James YungCertified Financial Planner, Chartered Financial Analyst | Cincinnati, Oh | Nov 25, 2013 | 19 y | 1 |
| George WongChartered Financial Analyst | Cincinnati, Oh | Jun 11, 2014 | 20 y | 1 |
| Simon Thomas BuchmanCertified Financial Planner | Cincinnati, Oh | Jun 12, 2014 | 16 y | 1 |
| Jonathan M McevoyCertified Financial Planner | Cincinnati, Oh | Jun 12, 2014 | 20 y | 1 |
| Chad R MaggardChartered Financial Analyst | Cincinnati, Oh | Jun 19, 2014 | 18 y | 1 |
| Charles Edward RinehartChartered Financial Analyst | Cincinnati, Oh | Jun 19, 2014 | 11 y | 0 |
| Daniel Adam BarnettChartered Financial Analyst | Cincinnati, Oh | Oct 23, 2014 | 21 y | 1 |
| Brian A ButtChartered Financial Analyst | Cincinnati, Oh | Oct 23, 2014 | 18 y | 1 |
| Michael Scott WyckoffCertified Financial Planner, Chartered Financial Analyst | Cincinnati, Oh | Oct 23, 2014 | 11 y | 0 |
| Anthony Christopher KureCertified Financial Planner | Cincinnati, Oh | Apr 12, 2018 | 19 y | 3 |
| Joseph Kenneth RadiganCertified Financial Planner | Independence, Oh | Apr 12, 2018 | 18 y | 2 |
| Christopher Anthony TschiederCertified Financial Planner | Cincinnati, Oh | Sep 5, 2018 | 26 y | 0 |
| Christian James BrandetsasCertified Financial Planner | Independence, Oh | Mar 7, 2019 | 10 y | 1 |
| Robert Ryan MartinChartered Financial Analyst | Cincinnati, Oh | Mar 12, 2019 | 10 y | 0 |
| Michael Christian LeisringChartered Financial Analyst | Cincinnati, Oh | Mar 12, 2019 | 27 y | 0 |
| Brandon A ZureickChartered Financial Analyst | Cincinnati, Oh | Mar 12, 2019 | 16 y | 1 |
| Justin Thomas RowdenCertified Financial Planner | Cincinnati, Oh | Mar 12, 2019 | 14 y | 0 |
| David Quentin TheobaldChartered Financial Analyst | Cincinnati, Oh | Mar 12, 2019 | 13 y | 0 |
| Sandra Faye HimmelsbachCertified Financial Planner | Cincinnati, Oh | Mar 12, 2019 | 11 y | 0 |
| Maxwell Thomas MonkChartered Financial Analyst | Cincinnati, Oh | Mar 15, 2019 | 14 y | 0 |
| Elizabeth Riazzi Schaefer | Cincinnati, Oh | May 4, 2019 | 28 y | 2 |
| Laura Reed MatternChartered Financial Analyst | Cincinnati, Oh | Jun 4, 2019 | 21 y | 0 |
| Joseph Albert HendersonCertified Financial Planner | Livonia, Mi | Jun 14, 2019 | 33 y | 2 |
| Andrew M KuciaCertified Financial Planner | Cincinnati, Oh | Aug 20, 2019 | 12 y | 0 |
| Merry Denee' Kochersperger | Dayton, Oh | Aug 27, 2019 | 18 y | 0 |
| Michael R TimmCertified Financial Planner, Chartered Financial Analyst | Cincinnati, Oh | Sep 22, 2019 | 10 y | 0 |
| Joseph CarloCertified Financial Planner | Cincinnati, Oh | Nov 14, 2019 | 12 y | 0 |
| David A ChristianCertified Financial Planner | Cincinnati, Oh | Nov 14, 2019 | 16 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- M Jay Wertz to Yourvalues Wealth Counsel, LLCJun 30, 2025 · RIA to a state-registered adviser
- Gwendelyn S Keihl to Truepoint, Inc.Jun 28, 2024 · RIA to RIA
- Victor Charles Doherty to Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 28, 2023 · RIA to wirehouse
- Alexander Scott James Snyder to Mcf Advisors, LLCJun 1, 2023 · RIA to RIA
- Skye Garland to Constellation Wealth AdvisorsAug 24, 2021 · RIA to RIA
- Aliya Lindsay Riddle to Bartlett & Co. Wealth Management LLCMar 2, 2021 · RIA to RIA
- James Barry Mcgrath to Cassady Schiller Wealth Management, LLCSep 30, 2015 · Other
- Joseph Anthony Patterson to Foster & Motley IncMay 12, 2015 · Other
Joined, latest
- Christopher Aristotle Vassilopoulos from Aon Investments USA Inc.Sep 2, 2025 · Other
- Mark David Hollick from Payden & RygelAug 1, 2025 · Other
- Michael Carlisle Murphy from Putnam Investment Management, LLCMar 11, 2025 · Other
- Charles John Donovan from Neuberger Berman Bd LLCNov 21, 2024 · Other
- Brandon Tyler Davidson from Cornerstone Wealth ManagementOct 11, 2024 · RIA to RIA
- Andrea Lynn Ernst from Touchstone Advisors IncJan 31, 2023 · Other
- Donald R Ennis from Park Avenue Securities LLCMay 24, 2022 · Affiliated broker-dealer or bank to independent RIA
- Victor Charles Doherty from Cig Asset Management, Inc.Nov 30, 2020 · RIA to RIA
- James Michael Wineland from Boyd Watterson Asset Management, LLCMay 8, 2020 · Other
- Joseph Albert Henderson from Vintage Financial Services LLCJun 14, 2019 · RIA to RIA
- Elizabeth Riazzi Schaefer from UBS Financial Services Inc.May 4, 2019 · Wirehouse to independent RIA
- Brandon A Zureick from Robert W. Baird & Co. IncorporatedMar 12, 2019 · Other
- Christian James Brandetsas from Pnc Wealth ManagementMar 7, 2019 · Other
- Joseph Kenneth Radigan from Magis Wealth PlanningJul 19, 2017 · Other
- Anthony Christopher Kure from Magis Wealth PlanningJul 19, 2017 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Magis Wealth PlanningApr 19, 2018 · Brecksville, Oh
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Joseph Scott Bischoff · Cco/Owner Member/Ownercontrolsince 04/2005 · owns less than 5%
- A Fred Brink · Director/Ownercontrolsince 03/2022 · owns less than 5%
- Howard Dale Coates · Directorcontrolsince 10/2001 · owns less than 5%
- Ryan Easter · Coo/Owner Member/Ownercontrolsince 10/2022 · owns less than 5%
- Charles Timothy Gehner · Board Member/Owner Member/Owner Member/Ownercontrolsince 03/2016 · owns less than 5%
- O'Brien Jason Jackman · Ceo/Board Member/Ownercontrolsince 03/2012 · owns 5% to 10%
- Edward Timothy Johnson · Directorcontrolsince 10/2001 · owns less than 5%
- Todd Jarett Levitsky · Director/Ownercontrolsince 03/2022 · owns less than 5%
- Huntington Bret Parrish · Owner/Directorcontrolsince 02/2021 · owns 5% to 10%
Related persons
Schedule D 7.A
- Johnson Trust Companycustodiany
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Cincinnati, Oh · principal | 65 | 3 | 0 | ||
| Dayton, Oh | 6 | 0 | 0 | ||
| Independence, Oh | 6 | 0 | 0 | ||
| Columbus, Oh | 5 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Cincinnati, OH33 employees
- Dayton, OH6 employees
- Independence, OH5 employees
- Columbus, OH4 employees
- Livonia, MI1 employees
ADV anomalies
6 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing May 19, 2026EASTER, RYAN (COO/OWNER MEMBER/OWNER) appeared on Schedule A between the filings of 2023-03-29 and 2026-05-19peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing May 19, 2026PARRISH, BRET, HUNTINGTON (OWNER/DIRECTOR) left Schedule A between the filings of 2023-03-29 and 2026-05-19peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing May 19, 2026JOHNSON, TIMOTHY, EDWARD (DIRECTOR) left Schedule A between the filings of 2023-03-29 and 2026-05-19peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing May 19, 2026COATES, DALE, HOWARD (DIRECTOR) left Schedule A between the filings of 2023-03-29 and 2026-05-19peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing May 19, 2026LEVITSKY, JARETT, TODD (DIRECTOR/OWNER) left Schedule A between the filings of 2023-03-29 and 2026-05-19peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing May 19, 2026BRINK, FRED, A (DIRECTOR/OWNER) left Schedule A between the filings of 2023-03-29 and 2026-05-19peers: independent wealth managers, $20B and over (84)
What changed
consecutive filings, newest first
- Accounts · 16,634 to 18,154Mar 28, 2025 to Mar 24, 2026
- Advisory employees · 73 to 76Mar 28, 2025 to Mar 24, 2026
- BD registered reps · 0 to 1Mar 28, 2025 to Mar 24, 2026
- Corporate clients · 58 to 55Mar 28, 2025 to Mar 24, 2026
- HNW clients · 2,722 to 2,995Mar 28, 2025 to Mar 24, 2026
- Individual clients · 2,182 to 2,256Mar 28, 2025 to Mar 24, 2026
- Pension plan clients · 52 to 53Mar 28, 2025 to Mar 24, 2026
- Assets in custody · $16B to $18BMar 28, 2025 to Mar 24, 2026
- Employees · 157 to 164Mar 28, 2025 to Mar 24, 2026
- State-registered IARs · 62 to 63Mar 28, 2025 to Mar 24, 2026
- Discretionary RAUM · $21B to $23BMar 28, 2025 to Mar 24, 2026
- HNW RAUM · $13B to $15BMar 28, 2025 to Mar 24, 2026
- Individual RAUM · $588M to $559MMar 28, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $255M to $221MMar 28, 2025 to Mar 24, 2026
- Pension RAUM · $773M to $787MMar 28, 2025 to Mar 24, 2026
- RAUM · $21B to $23BMar 28, 2025 to Mar 24, 2026
- Wrap assets (manager) · $427M to $152MMar 28, 2025 to Mar 24, 2026
- Accounts · 15,436 to 16,634Sep 20, 2024 to Mar 28, 2025
- Advisory employees · 79 to 73Sep 20, 2024 to Mar 28, 2025
- Charity clients · 105 to 99Sep 20, 2024 to Mar 28, 2025
- Corporate clients · 65 to 58Sep 20, 2024 to Mar 28, 2025
- HNW clients · 2,530 to 2,722Sep 20, 2024 to Mar 28, 2025
- Individual clients · 2,148 to 2,182Sep 20, 2024 to Mar 28, 2025
- Pension plan clients · 53 to 52Sep 20, 2024 to Mar 28, 2025
- Assets in custody · $11B to $16BSep 20, 2024 to Mar 28, 2025
- Employees · 151 to 157Sep 20, 2024 to Mar 28, 2025
- Financial planning clients · More than 500 to More than 500Sep 20, 2024 to Mar 28, 2025
- State-registered IARs · 58 to 62Sep 20, 2024 to Mar 28, 2025
- Discretionary RAUM · $18B to $21BSep 20, 2024 to Mar 28, 2025
- HNW RAUM · $11B to $13BSep 20, 2024 to Mar 28, 2025
- Individual RAUM · $601M to $588MSep 20, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $226M to $255MSep 20, 2024 to Mar 28, 2025
- Pension RAUM · $816M to $773MSep 20, 2024 to Mar 28, 2025
- RAUM · $19B to $21BSep 20, 2024 to Mar 28, 2025
- Wrap assets (manager) · $18.7M to $427MSep 20, 2024 to Mar 28, 2025
- Accounts · 14,346 to 15,436Feb 28, 2024 to Mar 21, 2024
- Advisory employees · 70 to 79Feb 28, 2024 to Mar 21, 2024
- Charity clients · 100 to 105Feb 28, 2024 to Mar 21, 2024
- Corporate clients · 60 to 65Feb 28, 2024 to Mar 21, 2024
- HNW clients · 2,283 to 2,530Feb 28, 2024 to Mar 21, 2024
Signals
8 dated events
- M Jay Wertz left Johnson Investment Counsel, Inc. for Yourvalues Wealth Counsel, Llc (registered 2026-09-11)Jun 30, 2025 · Advisor changed firm · fact
- Gwendelyn S Keihl left Johnson Investment Counsel, Inc. for Truepoint, Inc. (registered 2024-08-29)Jun 28, 2024 · Advisor changed firm · fact
- Victor Charles Doherty left Johnson Investment Counsel, Inc. for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2024-03-06)Aug 28, 2023 · Advisor changed firm · fact
- Alexander Scott James Snyder left Johnson Investment Counsel, Inc. for Mcf Advisors, Llc (registered 2023-08-10)Jun 1, 2023 · Advisor changed firm · fact
- Todd Jarett Levitsky (Director/Owner) appeared on Schedule A of Johnson Investment Counsel, Inc.Mar 29, 2023 · Control person joined · fact
- A Fred Brink (Director/Owner) appeared on Schedule A of Johnson Investment Counsel, Inc.Mar 29, 2023 · Control person joined · fact
- Jo Holli Alexander (Executive Officer) no longer on Schedule A of Johnson Investment Counsel, Inc. (listed 2019-06-14, absent 2020-03-27)Mar 27, 2020 · Control person left · inference
- Johnson Investment Counsel, Inc. reported 42 state-registered advisory representatives, up from 32 (2018-03-27 to 2019-03-29)Mar 29, 2019 · Advisor headcount change · derived
Across DFX
shared identifiers only, never a name match
- Johnson Investment Counsel, Inc. · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business phone
- 248-412-9010reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 440-792-4651reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 440-877-9990reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/johnson-investment-counselreportedpublic record, Form ADV, Sep 17, 2026
- Website
- JOHNSONINV.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 513-661-3100reportedpublic record, Form ADV, May 19, 2026
- Contact form
- JOHNSONINV.COM/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- JOHNSONINV.COM/about/team/location/all/management/1reportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $354Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026