DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Norman Edward Kirkwood
Feed of 09/15/2026
At current firm
13 y
since Jul 31, 2013
In the industry
28 y
since Jul 30, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- First Citizens Investor Services, Inc. BD affiliated currentsince May 15, 2017 · Laurens, Sc
- First Citizens Asset Management, Inc BD affiliated currentsince Jul 31, 2013 · Anderson, Sc
- Suntrust Investment Services, Inc. formerMar 29, 2006 to Jul 12, 2013 · Anderson, Sc
- Wells Fargo Advisors wirehouseAug 21, 2002 to Mar 17, 2006 · Belton, Sc
Moves
a registration end followed by a registration begin elsewhere
- Suntrust Investment Services, Inc. to First Citizens Asset Management, Incleft Jul 12, 2013, registered Jul 31, 2013 (19 days) · Other
- Wells Fargo Advisors to Suntrust Investment Services, Inc.left Mar 17, 2006, registered Mar 29, 2006 (12 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address