C••• V• M•••••

• M••••• S•••••• wirehouse current
  since Feb 2, 2022 · Baltimore, Md
• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
  Jun 18, 2019 to Jan 3, 2022 · Fulton, Md
• W•••• F•••• A••••••• wirehouse
  Jun 29, 2018 to Jun 19, 2019 · Baltimore, Md
• R•••••• J•••• • A••••••••• I••• national BD
  Mar 31, 2009 to Jun 15, 2018 · Washington, Dc

• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to M••••• S••••••
  left Jan 3, 2022, registered Feb 2, 2022 (30 days) · Affiliated broker-dealer or bank to wirehouse
• W•••• F•••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  left Jun 19, 2019, registered Jun 18, 2019 (-1 days) · Wirehouse to affiliated broker-dealer or bank
• R•••••• J•••• • A••••••••• I••• to W•••• F•••• A•••••••
  left Jun 15, 2018, registered Jun 29, 2018 (14 days) · Affiliated broker-dealer or bank to wirehouse

• ••• Locked
  Jan 3, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

26derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address