RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C• A•••••••• L•• independent RIA currentsince Aug 29, 2025 · Boston, Ma
- C•• I••••••••• G••••• L•• formerJul 26, 2021 to Sep 3, 2025 · New Hope, Pa
- W•••• F•••• A••••••• wirehouseMar 7, 2011 to Jun 3, 2021 · New Hope, Pa
- W•••• F•••• A••••••• wirehouseApr 8, 2008 to Mar 7, 2011 · Virginia Beach, Va
- C•• I••••••••• G••••• L•• to C• A•••••••• L••left Sep 3, 2025, registered Aug 29, 2025 (-5 days) · RIA to RIA · moved with a team
- W•••• F•••• A••••••• to C•• I••••••••• G••••• L••left Jun 3, 2021, registered Jul 26, 2021 (53 days) · Wirehouse to independent RIA · moved with a team
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Mar 7, 2011, registered Mar 7, 2011 (0 days) · channel change inside one enterprise, not a move
- D•••• T• J•••• left C•• I••••••••• G••••• L•• for C• A•••••••• L•• (registered 2025-08-29)Sep 3, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address