DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• J••••• T•••

S•••• F••• I••••••••• M••••••••• C••••asset managerPoland, Ohdual registrantIAPD 3079712

Chartered Financial Consultant

Feed of 09/14/2026

Also filed as J•••• J••••• T•••

At current firm

2 y

since May 25, 2024

In the industry

10 y

since Nov 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••• F••• I••••••••• M••••••••• C•••• asset manager current
since May 25, 2024 · Poland, Oh
S•••••••• S••••••••• BD affiliated
Jul 20, 2021 to Oct 10, 2023 · Poland, Oh
K•• I••••••••• S••••••• L•• BD affiliated
Mar 6, 2018 to May 18, 2021 · Brooklyn, Oh
C•••••• O•• A•••••••• L•• former
Oct 3, 2017 to Mar 6, 2018 · Wilmington, De

Moves

a registration end followed by a registration begin elsewhere

S•••••••• S••••••••• to S•••• F••• I••••••••• M••••••••• C••••
left Oct 10, 2023, registered May 25, 2024 (228 days) · Other
K•• I••••••••• S••••••• L•• to S•••••••• S•••••••••
left May 18, 2021, registered Jul 20, 2021 (63 days) · Affiliated broker-dealer or bank to another
C•••••• O•• A•••••••• L•• to K•• I••••••••• S••••••• L••
left Mar 6, 2018, registered Mar 6, 2018 (0 days) · Other

Signals

J•••• J••••• T••• left S•••••••• S••••••••• for S•••• F••• I••••••••• M••••••••• C•••• (registered 2024-05-25)
Oct 10, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address