RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• L••• B••••
- A••••• W••••• independent RIA currentsince Jan 8, 2020 · Dallas, Tx
- C•••••• W••••• M••••••••• formerJan 3, 2014 to Jul 1, 2015 · Dallas, Tx
- B•••• F•••••••• M••••••••• I•• D•• F•••••••• S••••••••• G•••• unclassifiedFeb 21, 2007 to Jan 27, 2020 · Dallas, Tx
- B•••• F•••••••• M••••••••• I•• D•• F•••••••• S••••••••• G•••• unclassifiedFeb 21, 2007 to Dec 18, 2020 · Dallas, Tx
- P•••••• F••••••••• I••• independent RIAJan 3, 2005 to Nov 29, 2006 · Dallas, Tx
- E•••• • Y•••• I••••••••• A••••••• L•• no RAUMFeb 18, 2003 to Sep 20, 2004 · Dallas, Tx
- G•••••• S•••• W••••• S•••••••• L••• BD affiliatedMay 3, 2000 to Jan 15, 2003 · Dallas, Tx
- B•••• F•••••••• M••••••••• I•• D•• F•••••••• S••••••••• G•••• to C•••••• W••••• M•••••••••left Dec 18, 2020, registered Jan 3, 2014 (-2541 days) · Other · moved with a team
- C•••••• W••••• M••••••••• to A••••• W•••••left Jul 1, 2015, registered Jan 8, 2020 (1652 days) · Other
- P•••••• F••••••••• I••• to B•••• F•••••••• M••••••••• I•• D•• F•••••••• S••••••••• G••••left Nov 29, 2006, registered Feb 21, 2007 (84 days) · Other
- E•••• • Y•••• I••••••••• A••••••• L•• to P•••••• F••••••••• I•••left Sep 20, 2004, registered Jan 3, 2005 (105 days) · Other
- G•••••• S•••• W••••• S•••••••• L••• to E•••• • Y•••• I••••••••• A••••••• L••left Jan 15, 2003, registered Feb 18, 2003 (34 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address