RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• H•••••
- S••••• W••••• A•••••••• I••• no RAUM currentsince Mar 27, 2026 · Pheonix, Az
- V••••••• A•••••••• I••• BD affiliatedOct 1, 2019 to Dec 24, 2025 · Scottsdale, Az
- U••• F•••••••• P••••••• S••••••• formerFeb 22, 2008 to Feb 21, 2012 · Springerville, Az
- V••••••• A•••••••• I••• BD affiliatedDec 12, 2003 to Feb 13, 2006 · Valley Forge, Pa
- V••••••• A•••••••• I••• to S••••• W••••• A•••••••• I•••left Dec 24, 2025, registered Mar 27, 2026 (93 days) · Other · moved with a team
- U••• F•••••••• P••••••• S••••••• to V••••••• A•••••••• I•••left Feb 21, 2012, registered Oct 1, 2019 (2779 days) · Other
- V••••••• A•••••••• I••• to U••• F•••••••• P••••••• S•••••••left Feb 13, 2006, registered Feb 22, 2008 (739 days) · Other
- R••••• H••••• left V••••••• A•••••••• I••• for S••••• W••••• A•••••••• I••• (registered 2026-03-27)Dec 24, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address