RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• M•••••• E•••••
- T•• M••••• G••••• L•• i••••••••• wealth currentsince Jul 18, 2025 · Portland, Or
- I••••••••• P••••••••• A•••••••• L•• formerFeb 22, 2018 to Jul 18, 2025 · Portland, Or
- S•••••• F•••••••• N•••••••• i••••••••• wealthJan 2, 2015 to May 14, 2018 · Portland, Or
- S••••••••• W••••• M••••••••• L•• formerJun 19, 2013 to Mar 5, 2015 · Lake Oswego, Or
- M••• C•••••• A•••••••• L•• formerJul 2, 2010 to Oct 9, 2013 · Portland, Or
- W••••• F•••••••• A•••••••• L•• formerOct 31, 2006 to Feb 1, 2012 · Milwaukee, Wi
- C•••••• S••••• • C••• I••• national BDFeb 25, 2000 to Dec 17, 2002 · Portland, Or
- I••••••••• P••••••••• A•••••••• L•• to T•• M••••• G••••• L••left Jul 18, 2025, registered Jul 18, 2025 (0 days) · RIA to RIA · moved with a team
- S•••••• F•••••••• N•••••••• to I••••••••• P••••••••• A•••••••• L••left May 14, 2018, registered Feb 22, 2018 (-81 days) · RIA to RIA
- S••••••••• W••••• M••••••••• L•• to S•••••• F•••••••• N••••••••left Mar 5, 2015, registered Jan 2, 2015 (-62 days) · Other
- M••• C•••••• A•••••••• L•• to S••••••••• W••••• M••••••••• L••left Oct 9, 2013, registered Jun 19, 2013 (-112 days) · Other
- W••••• F•••••••• A•••••••• L•• to M••• C•••••• A•••••••• L••left Feb 1, 2012, registered Jul 2, 2010 (-579 days) · Other
- C•••••• S••••• • C••• I••• to W••••• F•••••••• A•••••••• L••left Dec 17, 2002, registered Oct 31, 2006 (1414 days) · Other
- S•••• M•••••• E••••• left I••••••••• P••••••••• A•••••••• L•• for T•• M••••• G••••• L•• (registered 2025-07-18)Jul 18, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address