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Registered advisor
M•••• C••••• H•••••••••
Feed of 09/14/2026
At current firm
8 y
since Aug 7, 2018
In the industry
33 y
since May 1, 1993 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• A••••••• BD affiliated currentsince Apr 17, 2026 · Salt Lake City, Ut
- L•••••• I••••••••• independent RIA currentsince Aug 7, 2018 · Salt Lake City, Ut
- C••••••••• A•••••••• I•• formerMar 12, 2001 to Jun 1, 2012 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- C••••••••• A•••••••• I•• to L•••••• I•••••••••left Jun 1, 2012, registered Aug 7, 2018 (2258 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address