RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••• C••••• B•••••
- O•••• P••• A•••••••• L•• i••••••••• wealth currentsince Apr 29, 2026 · Manhattan Beach, Ca
- O•••• P••• A•••••••• L•• i••••••••• wealthFeb 10, 2026 to Feb 17, 2026 · Manhattan Beach, Ca
- M•••••• I••••••••• i••••••••• wealthSep 1, 2021 to May 1, 2026 · Manhattan Beach, Ca
- A••••••••• L•• formerJan 17, 2017 to Mar 30, 2022 · Los Angeles, Ca
- W••••• G•••• i••••••••• wealthNov 9, 2007 to Jan 11, 2017 · Glendale, Ca
- S••• BD affiliatedFeb 15, 2005 to May 16, 2006 · Los Angeles, Ca
- C•••••• S••••• • C••• I••• national BDFeb 22, 2001 to Sep 10, 2004 · Los Angeles, Ca
- M•••••• I••••••••• to O•••• P••• A•••••••• L••left May 1, 2026, registered Feb 10, 2026 (-80 days) · RIA to a newly registered adviser · moved with a team
- A••••••••• L•• to M•••••• I•••••••••left Mar 30, 2022, registered Sep 1, 2021 (-210 days) · corporate re-registration, not a move
- W••••• G•••• to A••••••••• L••left Jan 11, 2017, registered Jan 17, 2017 (6 days) · Other
- S••• to W••••• G••••left May 16, 2006, registered Nov 9, 2007 (542 days) · Other
- C•••••• S••••• • C••• I••• to S•••left Sep 10, 2004, registered Feb 15, 2005 (158 days) · Other
- T••• C••••• B••••• left M•••••• I••••••••• for O•••• P••• A•••••••• L•• (registered 2026-02-10)May 1, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address