A•••• J••• S••••

L•• F•••••••• L••BD affiliatedSeekonk, Madual registrantIAPD 3092798

Feed of 09/14/2026

At current firm

1 y

since May 30, 2025

In the industry

28 y

since Sep 21, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since May 30, 2025 · Seekonk, Ma
C••••••••• F•••••••• N•••••• national BD
Apr 21, 2017 to May 30, 2025 · Waltham, Ma
W•••• F•••• A••••••• wirehouse
Mar 20, 2008 to Apr 24, 2017 · Providence, Ri

Moves

a registration end followed by a registration begin elsewhere

C••••••••• F•••••••• N•••••• to L•• F•••••••• L••
left May 30, 2025, registered May 30, 2025 (0 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to C••••••••• F•••••••• N••••••
left Apr 24, 2017, registered Apr 21, 2017 (-3 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team

Signals

••• Locked
May 30, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address