DFX Intelligence
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Team lift-out
3 advisors left W•••• F•••• A••••••• for C••••••••• F•••••••• N••••••
wirehousetonational BDWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Aaron Jack Simon | Providence, Ri | Apr 24, 2017 | Apr 21, 2017 |
| Jaime Rheaume | Providence, Ri | Apr 24, 2017 | Apr 21, 2017 |
| William Benton Pyles | Providence, Ri | Apr 24, 2017 | Apr 21, 2017 |
The rule
- Registrations ended
- Apr 24, 2017
- Registered next
- Apr 21, 2017
- Branch state
- RI
- Cities
- 1, most in Providence, Ri
- Registered there that day
- 13,822 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- a succession within a year (Aug 10, 2017), not necessarily this firm