RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C••••••• institutional currentsince Apr 30, 2019 · Alpharetta, Ga
- F••••••••• L•• institutionalFeb 11, 2015 to Apr 5, 2019 · Atlanta, Ga
- G••••••••• A•••••••• L•• independent RIAJun 5, 2012 to Jan 6, 2015 · Watkinsville, Ga
- S••••••• I••••••••• S•••••••• I••• formerJan 4, 2012 to May 2, 2012 · Atlanta, Ga
- F••••••••• L•• to C•••••••left Apr 5, 2019, registered Apr 30, 2019 (25 days) · Other · moved with a team
- G••••••••• A•••••••• L•• to F••••••••• L••left Jan 6, 2015, registered Feb 11, 2015 (36 days) · Other
- S••••••• I••••••••• S•••••••• I••• to G••••••••• A•••••••• L••left May 2, 2012, registered Jun 5, 2012 (34 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address