DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
James Russell Beam
Feed of 09/14/2026
Also filed as James R Beam
At current firm
1 y
since Mar 20, 2025
In the industry
27 y
since Oct 2, 1998 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Capital Investment Advisory Services, LLC BD affiliated currentsince Mar 20, 2025 · Raleigh, Nc
- Sollinda Capital Management LLC mixed wealthJan 2, 2024 to Mar 13, 2025 · Miami, Fl
- Capital Investment Advisory Services, LLC BD affiliatedMay 17, 2023 to Dec 26, 2023 · Hickory, Nc
- Morgan Stanley Dw Inc. unclassifiedJul 30, 2002 to Oct 6, 2004 · Huntersville, Nc
- Wells Fargo Advisors wirehouseJun 21, 2002 to Aug 15, 2002 · Gastonia, Nc
- Wachovia Securities, Inc. unclassifiedJan 28, 2002 to Jun 21, 2002 · Gastonia, Nc
Moves
a registration end followed by a registration begin elsewhere
- Sollinda Capital Management LLC to Capital Investment Advisory Services, LLCleft Mar 13, 2025, registered Mar 20, 2025 (7 days) · RIA to affiliated broker-dealer or bank
- Capital Investment Advisory Services, LLC to Sollinda Capital Management LLCleft Dec 26, 2023, registered Jan 2, 2024 (7 days) · Other · moved with a team
- Morgan Stanley Dw Inc. to Capital Investment Advisory Services, LLCleft Oct 6, 2004, registered May 17, 2023 (6797 days) · Other
- Wells Fargo Advisors to Morgan Stanley Dw Inc.left Aug 15, 2002, registered Jul 30, 2002 (-16 days) · Other
- Wachovia Securities, Inc. to Wells Fargo Advisorsleft Jun 21, 2002, registered Jun 21, 2002 (0 days) · corporate re-registration, not a move
Signals
- James Russell Beam left Sollinda Capital Management Llc for Capital Investment Advisory Services, Llc (registered 2025-03-20)Mar 13, 2025 · Advisor changed firm · fact
- James Russell Beam left Capital Investment Advisory Services, Llc for Sollinda Capital Management Llc (registered 2024-01-02)Dec 26, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address