DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Sollinda Capital Management LLC

Wealth manager with institutional or fund businessMiami, FloridaCRD 321742SEC 801-127144websiteIAPD
Latest filing Sep 8, 2026
First filing on the tape Dec 7, 2022 · 24 filings
SEC status approved since Jan 10, 2023
RAUM
$1.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
49%
$497M individuals and HNW
Advisors
17
registered through the firm on IAPD
RAUM per advisor
$59.8M
derived; firm RAUM over IAPD count
Employees
20
15 advisory (5.B.1)
Offices
7
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$1.0B as of Jun 10, 2026
Mar 5, 2024$917M then
HNW client RAUM$230M as of Jun 10, 2026
Mar 5, 2024$154M then
State-registered IARs (5.B.3)15 as of Jun 10, 2026
Mar 5, 20249 then
Employees (5.A)20 as of Jun 10, 2026
Mar 5, 202414 then
Private funds: no history
RAUM +12% over the last fiscal yearIARs 14 to 15
Practice profile
derived from the filing of Sep 8, 2026; every figure names its basis
Archetypes, each a printed rule
  • Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
  • Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
RAUM per advisor
$59.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
101derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.5MderivedHNW RAUM over HNW clients
Average account
$587,778derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
4.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.2derivedItem 5.A over advisors
Advisors per office
2.1derived8 offices incl. principal (1.F.5)
RAUM growth, one year
+12%derivedbetween the last two annual amendments
Advisor growth, one year
+7.1%derivedItem 5.B.3 between annual amendments
Client growth, one year
+15%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Financial planning clients
500reportedItem 5.H
Custody
$282M, 1,449 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Other investment advisers$471M46%
  • Individuals$267M26%
  • High-net-worth individuals$230M23%
  • Pension and profit-sharing plans$49.2M4.8%
Individual clients
1,561reported
HNW clients
149reported
Pension plan clients
17reported
Charitable clients
n/areported
Accounts
1,729reported
Financial planning clients
500reported
Wrap fee programs
noreported
Custody of client assets
$282M for 1,449 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.49 fund_share=0.46 institutional_share=0.05 related_bd=true related_bank=false bd_reps=8.0derived
Advisors registered through the firm
17 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Anna Huffman WingerCertified Financial PlannerMiami, Fl Nov 3, 202313 y2
Marianne Katherine BrouilletteSavannah, Ga Dec 5, 202319 y3
Christopher Jason CowanSavannah, Ga Dec 5, 202324 y2
David Eric Van HornHickory, Nc Jan 2, 202424 y5
Gavin Marshall LangleyMorehead City, Nc Jan 2, 202417 y3
Andrew Elisha RaderCertified Financial PlannerHickory, Nc Jan 2, 202413 y4
Amber Hope HindsMiami, Fl Jan 19, 202410 y2
Ryan Anthony MumyCertified Financial PlannerMiami, Fl Mar 28, 202423 y4
Jonathan Andrew IngramMiami, Fl May 15, 202416 y3
Kenneth Cody CowanSavanah, Ga Oct 11, 202412 y0
Gordon Richard JensenLittle Rock, Ar Nov 18, 202410 y1
Richard Ronald JensenMiami, Fl Dec 4, 202439 y5
Justin Richard GreenhillMiami, FlJan 1, 202512 y3
William Keith McculloughRoland, Ar Jan 2, 202540 y0
Howard Todd WhatleyMiami, Fl Nov 6, 202519 y0
William Matthew StamperGuyton, Ga Dec 5, 202510 y0
Brittany Starnes MacchiaMiami, Fl Sep 9, 202610 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Richard Justin Greenhill · Chief Investment Officercontrol
      since 12/2022 · owns less than 5%
    • Anthony Ryan Mumy · Chief Executive Officercontrol
      since 10/2023 · owns less than 5%
    • Richard Justin Greenhill · Managing Membercontrol
      since 10/2023 · owns 50% to 75% of Gestalt, LLC
    • Anthony Ryan Mumy · Managing Membercontrol
      since 10/2023 · owns 50% to 75% of Gestalt, LLC
    • Bennett Jared Calvert · Chief Compliance Officer
      since 01/2023 · owns less than 5%
    Entity owners
    • Gestalt, LLC · Owner
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    • Andrew Rader
      broker-dealerreal estaten
    • Christopher Jason Cowan
      broker-dealerreal estaten
    • David Van Horn
      broker-dealerreal estaten
    • Gavin Langley
      broker-dealerreal estaten
    • James Russell Beam
      broker-dealerreal estaten
    • Marianne Brouillette
      broker-dealerreal estaten
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Miami, Fl · principal1730
    Hickory, Nc510
    Savannah, Ga200
    Offices
    Schedule D 1.F, the 25 largest
    • Hickory, NC5 employees
    What changed
    consecutive filings, newest first
    • Financial planning clients · More than 500 to More than 500
      Jun 10, 2026 to Sep 8, 2026
    • Succession · false to unset
      Jun 10, 2026 to Sep 8, 2026
    • Accounts · 1,506 to 1,729
      Nov 14, 2025 to Mar 13, 2026
    • Advisory employees · 14 to 15
      Nov 14, 2025 to Mar 13, 2026
    • BD registered reps · 7 to 8
      Nov 14, 2025 to Mar 13, 2026
    • HNW clients · 104 to 149
      Nov 14, 2025 to Mar 13, 2026
    • Individual clients · 1,385 to 1,561
      Nov 14, 2025 to Mar 13, 2026
    • Pension plan clients · 15 to 17
      Nov 14, 2025 to Mar 13, 2026
    • Assets in custody · $245M to $282M
      Nov 14, 2025 to Mar 13, 2026
    • Employees · 18 to 20
      Nov 14, 2025 to Mar 13, 2026
    • State-registered IARs · 14 to 15
      Nov 14, 2025 to Mar 13, 2026
    • Discretionary RAUM · $906M to $1.0B
      Nov 14, 2025 to Mar 13, 2026
    • HNW RAUM · $206M to $230M
      Nov 14, 2025 to Mar 13, 2026
    • Individual RAUM · $211M to $267M
      Nov 14, 2025 to Mar 13, 2026
    • Non-discretionary RAUM · $3.2M to $2.0M
      Nov 14, 2025 to Mar 13, 2026
    • Pension RAUM · $41.0M to $49.2M
      Nov 14, 2025 to Mar 13, 2026
    • RAUM · $909M to $1.0B
      Nov 14, 2025 to Mar 13, 2026
    • Accounts · 1,159 to 1,506
      Dec 4, 2024 to Mar 17, 2025
    • Advisory employees · 9 to 14
      Dec 4, 2024 to Mar 17, 2025
    • Advisory activities · 3 to 4
      Dec 4, 2024 to Mar 17, 2025
    • BD registered reps · 0 to 7
      Dec 4, 2024 to Mar 17, 2025
    • HNW clients · 78 to 104
      Dec 4, 2024 to Mar 17, 2025
    • Individual clients · 1,059 to 1,385
      Dec 4, 2024 to Mar 17, 2025
    • Pension plan clients · 20 to 15
      Dec 4, 2024 to Mar 17, 2025
    • Assets in custody · $184M to $245M
      Dec 4, 2024 to Mar 17, 2025
    • Employees · 14 to 18
      Dec 4, 2024 to Mar 17, 2025
    • Financial planning clients · 0 to More than 500
      Dec 4, 2024 to Mar 17, 2025
    • State-registered IARs · 9 to 14
      Dec 4, 2024 to Mar 17, 2025
    • Other offices · 1 to 7
      Dec 4, 2024 to Mar 17, 2025
    • Discretionary RAUM · $913M to $906M
      Dec 4, 2024 to Mar 17, 2025
    • HNW RAUM · $154M to $206M
      Dec 4, 2024 to Mar 17, 2025
    • Individual RAUM · $129M to $211M
      Dec 4, 2024 to Mar 17, 2025
    • Non-discretionary RAUM · $3.4M to $3.2M
      Dec 4, 2024 to Mar 17, 2025
    • Pension RAUM · $54.8M to $41.0M
      Dec 4, 2024 to Mar 17, 2025
    • RAUM · $917M to $909M
      Dec 4, 2024 to Mar 17, 2025
    • Related insurance company · false to true
      Dec 4, 2024 to Mar 17, 2025
    • Accounts · 1 to 1,159
      Dec 4, 2023 to Mar 5, 2024
    • Advisory employees · 1 to 9
      Dec 4, 2023 to Mar 5, 2024
    • Advisory activities · 1 to 3
      Dec 4, 2023 to Mar 5, 2024
    • HNW clients · unset to 78.0
      Dec 4, 2023 to Mar 5, 2024
    Signals
    8 dated events
    • Sollinda Capital Management Llc reported 7 offices beyond its principal office, up from 1 (2024-12-04 to 2025-03-17)
      Mar 17, 2025 · Office count change · derived
    • James Russell Beam left Sollinda Capital Management Llc for Capital Investment Advisory Services, Llc (registered 2025-03-20)
      Mar 13, 2025 · Advisor changed firm · fact
    • 2 advisors left Brs Financial LLC (Little Rock, AR) for Sollinda Capital Management LLC on the same day
      Dec 5, 2024 · Team lift-out · derived
    • Sollinda Capital Management Llc reported RAUM $916.8M, up 447% from $167.7M (2023-12-04 to 2024-03-05)
      Mar 5, 2024 · RAUM change · derived
    • 4 advisors left Capital Investment Advisory Services, LLC (Raleigh, NC) for Sollinda Capital Management LLC on the same day
      Dec 26, 2023 · Team lift-out · derived
    • Anthony Ryan Mumy (Managing Member) appeared on Schedule A of Sollinda Capital Management Llc
      Nov 3, 2023 · Control person joined · fact
    • 2 advisors left Capital Investment Advisory Services, LLC (Savannah, GA) for Sollinda Capital Management LLC on the same day
      Nov 2, 2023 · Team lift-out · derived
    • Sollinda Capital Management Llc filed its initial SEC registration (Form ADV)
      Dec 7, 2022 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business phone
    828-855-9400reportedpublished by the firm, firm site, Sep 15, 2026
    Business phone
    859-287-1657reportedpublished by the firm, firm site, Sep 15, 2026
    Firm profile
    linkedin.com/company/sollindacapitalmanagementreportedpublic record, Form ADV, Sep 17, 2026
    Website
    SOLLINDA.COMreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    8446621211reportedpublic record, Form ADV, Sep 8, 2026
    Contact form
    sollinda.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
    Team page
    sollinda.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $59.8Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026