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Registered advisor
G••• A••• C••••••••
Feed of 09/15/2026
Also filed as G••• A••• C••••••••
At current firm
6 y
since Feb 6, 2020
In the industry
24 y
since Jul 3, 2002 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- G••••• R••••••••• P••••••• L•• institutional currentsince Feb 6, 2020 · Baltimore, Md
- P•• W••••• M••••••••• BD affiliatedFeb 9, 2018 to Nov 1, 2018 · Reisterstown, Md
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 26, 2017 to Oct 18, 2017 · Baltimore, Md
- P•• W••••• M••••••••• BD affiliatedMay 6, 2013 to Apr 28, 2017 · Birmingham, Al
- R••••• W• B•••• • C•• I••••••••• mixed wealthAug 14, 2009 to Apr 23, 2013 · Towson, Md
- M••••• S•••••• wirehouseJun 1, 2009 to Sep 4, 2009 · Towson, Md
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 21, 2006 to Jun 1, 2009 · Towson, Md
- L••• M•••• W••• W•••••• I••••••••• unclassifiedJul 8, 2002 to Feb 21, 2006 · Towson, Md
Moves
a registration end followed by a registration begin elsewhere
- P•• W••••• M••••••••• to G••••• R••••••••• P••••••• L••left Nov 1, 2018, registered Feb 6, 2020 (462 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•• W••••• M•••••••••left Oct 18, 2017, registered Feb 9, 2018 (114 days) · Wirehouse to affiliated broker-dealer or bank
- P•• W••••• M••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 28, 2017, registered May 26, 2017 (28 days) · Other
- R••••• W• B•••• • C•• I••••••••• to P•• W••••• M•••••••••left Apr 23, 2013, registered May 6, 2013 (13 days) · Other
- M••••• S•••••• to R••••• W• B•••• • C•• I•••••••••left Sep 4, 2009, registered Aug 14, 2009 (-21 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- L••• M•••• W••• W•••••• I••••••••• to C•••••••• G••••• M•••••• I•••left Feb 21, 2006, registered Feb 21, 2006 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address