DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Brett Longfield

Empower Advisory Group, LLCBD affiliatedBella Vista, Ar dual registrantIAPD 3102776

Feed of 09/14/2026

Also filed as Brett Matthew Longfield

At current firm

2 y

since Aug 15, 2024

In the industry

27 y

since Jan 19, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Empower Advisory Group, LLC BD affiliated current
since Aug 15, 2024 · Bella Vista, Ar
Citigroup Global Markets Inc. BD affiliated
Aug 17, 2021 to Apr 2, 2024 · Sacramento, Ca
Citigroup Global Markets Inc. BD affiliated
Jun 4, 2021 to Jun 17, 2021 · Sacramento, Ca
J.P. Morgan Securities LLC wirehouse
Oct 1, 2012 to Aug 9, 2021 · Arvada, Co
Chase Investment Services Corp. former
Sep 17, 2012 to Oct 1, 2012 · Denver, Co
Morgan Stanley wirehouse
Jun 1, 2009 to Sep 5, 2012 · Honolulu, Hi
Morgan Stanley & Co. LLC unclassified
Apr 2, 2007 to Jun 1, 2009 · Honolulu, Hi
Morgan Stanley Dw Inc. unclassified
Aug 8, 2006 to Apr 2, 2007 · Honolulu, Hi

Moves

a registration end followed by a registration begin elsewhere

Citigroup Global Markets Inc. to Empower Advisory Group, LLC
left Apr 2, 2024, registered Aug 15, 2024 (135 days) · Affiliated broker-dealer or bank to another
J.P. Morgan Securities LLC to Citigroup Global Markets Inc.
left Aug 9, 2021, registered Jun 4, 2021 (-66 days) · Wirehouse to affiliated broker-dealer or bank
Chase Investment Services Corp. to J.P. Morgan Securities LLC
left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
Morgan Stanley to Chase Investment Services Corp.
left Sep 5, 2012, registered Sep 17, 2012 (12 days) · Other
Morgan Stanley & Co. LLC to Morgan Stanley
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Morgan Stanley Dw Inc. to Morgan Stanley & Co. LLC
left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move

Signals

Brett Longfield left Citigroup Global Markets Inc. for Empower Advisory Group, Llc (registered 2024-08-15)
Apr 2, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address