DFX Intelligence
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Registered advisor
F•••• V•••••••
Feed of 09/15/2026
Also filed as F•••••••• V•••••••
At current firm
8 y
since Jan 18, 2018
In the industry
26 y
since Nov 29, 1999 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• A••••••• BD affiliated currentsince Jan 19, 2018 · Marlton, Nj
- L•••••• I••••••••• independent RIA currentsince Jan 18, 2018 · Kendall Park, Nj
- W•••• F•••• A••••••• wirehouseMar 15, 2010 to Jan 25, 2018 · Bridgewater, Nj
- T• W••••• M••••••••• S••••••• I••• unclassifiedAug 11, 2006 to Feb 17, 2010 · Tinton Falls, Nj
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedOct 20, 2004 to Jul 18, 2006 · Bound Brook, Nj
- Q•••• • R•••••• I••• unclassifiedOct 17, 2003 to Oct 20, 2004 · Princeton, Nj
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Oct 9, 2003 · Bedminster, Nj
- P••••••••• E••••• G••••• L•• unclassifiedJun 25, 2002 to Jul 1, 2003 · Bedminister, Nj
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to L•••••• I•••••••••left Jan 25, 2018, registered Jan 18, 2018 (-7 days) · Other
- T• W••••• M••••••••• S••••••• I••• to W•••• F•••• A•••••••left Feb 17, 2010, registered Mar 15, 2010 (26 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to T• W••••• M••••••••• S••••••• I•••left Jul 18, 2006, registered Aug 11, 2006 (24 days) · Other
- Q•••• • R•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to Q•••• • R•••••• I•••left Oct 9, 2003, registered Oct 17, 2003 (8 days) · Other
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address