DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••••••• S•••••

O•••• W•••••• I•••BD affiliatedFremont, Nedual registrantIAPD 3104609

Feed of 09/14/2026

Also filed as Shelly Killion

At current firm

2 y

since Jun 14, 2024

In the industry

20 y

since May 24, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• W•••••• I••• BD affiliated current
since Jun 14, 2024 · Fremont, Ne
S••••••••• A•••••• A•••••••• I••• former
Dec 1, 2023 to Jun 14, 2024 · Fremont, Ne
H•••••••• A•••••••• L•• BD affiliated
Jan 25, 2021 to Mar 5, 2022 · Omaha, Ne
W•••• F•••• A••••••• wirehouse
Apr 22, 2019 to Nov 3, 2020 · Omaha, Ne
M••••• S•••••• wirehouse
Jun 1, 2009 to Mar 4, 2019 · Omaha, Ne
C•••••••• G••••• M•••••• I••• BD affiliated
Jul 11, 2008 to Jun 1, 2009 · Omaha, Ne
W•••• F•••• A••••••• wirehouse
Jan 1, 2008 to Jun 10, 2008 · Omaha, Ne
A• G• E•••••• • S•••• I••• unclassified
May 26, 2006 to Jan 1, 2008 · Omaha, Ne

Moves

a registration end followed by a registration begin elsewhere

S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••
left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
H•••••••• A•••••••• L•• to S••••••••• A•••••• A•••••••• I•••
left Mar 5, 2022, registered Dec 1, 2023 (636 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to H•••••••• A•••••••• L••
left Nov 3, 2020, registered Jan 25, 2021 (83 days) · Wirehouse to affiliated broker-dealer or bank
M••••• S•••••• to W•••• F•••• A•••••••
left Mar 4, 2019, registered Apr 22, 2019 (49 days) · Wirehouse to wirehouse
C•••••••• G••••• M•••••• I••• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
W•••• F•••• A••••••• to C•••••••• G••••• M•••••• I•••
left Jun 10, 2008, registered Jul 11, 2008 (31 days) · Other
A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••
left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

Signals

M••••••• S••••• left H•••••••• A•••••••• L•• for S••••••••• A•••••• A•••••••• I••• (registered 2023-12-01)
Mar 5, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address