DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J•••• C••••••

E•••••• A••••••• G••••• L••BD affiliatedChandler, Az IA-onlyIAPD 3104645

Certified Financial Planner

Feed of 09/15/2026

Also filed as Jim Collier

At current firm

0 y

since Mar 5, 2026

In the industry

27 y

since May 24, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Mar 5, 2026 · Greenwood Village, Co
S••••• W••••• A•••••••• I••• no RAUM
Jan 3, 2012 to Aug 23, 2022 · Phoenix, Az
C•••••• S••••• • C••• I••• national BD
Jan 8, 2009 to Dec 31, 2011 · Phoenix, Az
V••••••• A•••••••• I••• BD affiliated
May 2, 2005 to Dec 11, 2008 · Scottsdale, Az

Moves

a registration end followed by a registration begin elsewhere

S••••• W••••• A•••••••• I••• to E•••••• A••••••• G••••• L••
left Aug 23, 2022, registered Mar 5, 2026 (1290 days) · Other
C•••••• S••••• • C••• I••• to S••••• W••••• A•••••••• I•••
left Dec 31, 2011, registered Jan 3, 2012 (3 days) · corporate re-registration, not a move
V••••••• A•••••••• I••• to C•••••• S••••• • C••• I•••
left Dec 11, 2008, registered Jan 8, 2009 (28 days) · Other

Signals

J•••• C•••••• left S••••• W••••• A•••••••• I••• for E•••••• A••••••• G••••• L•• (registered 2026-03-05)
Aug 23, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address