DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Steven Ronald Eckroth
Feed of 09/14/2026
Also filed as Steven R Eckroth
At current firm
5 y
since Apr 29, 2021
In the industry
24 y
since May 23, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Gradient Advisors, LLC independent RIA currentsince Apr 29, 2021 · Chesterbrook, Pa
- Thrivent Investment Management Inc. BD affiliatedApr 29, 2019 to Feb 19, 2021 · Newton Square, Pa
- Wells Fargo Advisors wirehouseApr 23, 2009 to Oct 27, 2017 · Minneapolis, Mn
- Banc Of America Investment Services, Inc. unclassifiedOct 20, 2004 to Mar 16, 2009 · Philadelphia, Pa
- Quick & Reilly, Inc. unclassifiedOct 20, 2003 to Oct 20, 2004 · Philadelphia, Pa
Moves
a registration end followed by a registration begin elsewhere
- Thrivent Investment Management Inc. to Gradient Advisors, LLCleft Feb 19, 2021, registered Apr 29, 2021 (69 days) · Affiliated broker-dealer or bank to independent RIA
- Wells Fargo Advisors to Thrivent Investment Management Inc.left Oct 27, 2017, registered Apr 29, 2019 (549 days) · Wirehouse to affiliated broker-dealer or bank
- Banc Of America Investment Services, Inc. to Wells Fargo Advisorsleft Mar 16, 2009, registered Apr 23, 2009 (38 days) · Other
- Quick & Reilly, Inc. to Banc Of America Investment Services, Inc.left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address