DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

The Mutual Fund Store

Former SEC-registered adviserBrentwood, TennesseeCRD 133682SEC 801-66709IAPD
Legal name Tmfs-Nashville, LLC
Latest filing Mar 28, 2016
First filing on the tape Jan 27, 2012 · 9 filings
RAUM
$135M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$135M as of Mar 28, 2016
Jan 27, 2012$96.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Mar 28, 2016
Jan 27, 20120 then
Employees (5.A)2 as of Mar 28, 2016
Apr 1, 20132 then
Private funds: no history
RAUM -6.1% over the last fiscal year+12% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 28, 2016; every figure names its basis
RAUM per advisor
$67.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$275,078derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-6.1%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
490reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Clifton Scott Buell · Elected Manager, Ceo, Cfo, Coo, 100% Ownercontrol
    since 11/2004 · owns 75% or more
  • Paul Jeffrey Mucci · Chief Compliance Officer
    since 01/2008 · owns less than 5%
Related persons
Schedule D 7.A
Advisers that list The Mutual Fund Store as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 487 to 490
    May 27, 2015 to Mar 28, 2016
  • Discretionary RAUM · $144M to $135M
    May 27, 2015 to Mar 28, 2016
  • RAUM · $144M to $135M
    May 27, 2015 to Mar 28, 2016
  • HQ city · FRANKLIN to BRENTWOOD
    Mar 31, 2015 to May 27, 2015
  • Accounts · 1,169 to 487
    Dec 23, 2014 to Mar 31, 2015
  • Discretionary RAUM · $113M to $144M
    Dec 23, 2014 to Mar 31, 2015
  • RAUM · $113M to $144M
    Dec 23, 2014 to Mar 31, 2015
  • Accounts · 434 to 1,169
    Apr 1, 2013 to Mar 28, 2014
  • Discretionary RAUM · $96.0M to $113M
    Apr 1, 2013 to Mar 28, 2014
  • RAUM · $96.0M to $113M
    Apr 1, 2013 to Mar 28, 2014
  • Accounts · 1,200 to 434
    Jan 27, 2012 to Apr 1, 2013
  • Advisory employees · unset to 2.0
    Jan 27, 2012 to Apr 1, 2013
  • BD registered reps · unset to 0.0
    Jan 27, 2012 to Apr 1, 2013
  • Employees · unset to 2.0
    Jan 27, 2012 to Apr 1, 2013
  • State-registered IARs · 0 to 2
    Jan 27, 2012 to Apr 1, 2013
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026