RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••• J•••• C••••••••
- I••••••••• F•••••••• P••••••• BD affiliated currentsince Jun 26, 2024 · Metairie, La
- A•••••• R••••••• C•••••• independent RIAJun 14, 2019 to Jun 24, 2024 · Metairie, La
- I••••••••• F•••••••• P••••••• BD affiliatedJul 12, 2017 to Jun 14, 2019 · Metairie, La
- L•••• F••• A••••••• S••••••• BD affiliatedApr 30, 2014 to Jul 14, 2017 · Metairie, La
- L•• F•••••••• L•• BD affiliatedApr 24, 2014 to Apr 24, 2014 · San Diego, Ca
- P•••• S••••••••• L•• no RAUMSep 14, 2006 to Apr 30, 2014 · Metairie, La
- A•••••• R••••••• C•••••• to I••••••••• F•••••••• P•••••••left Jun 24, 2024, registered Jun 26, 2024 (2 days) · RIA to affiliated broker-dealer or bank
- I••••••••• F•••••••• P••••••• to A•••••• R••••••• C••••••left Jun 14, 2019, registered Jun 14, 2019 (0 days) · Affiliated broker-dealer or bank to independent RIA
- L•••• F••• A••••••• S••••••• to I••••••••• F•••••••• P•••••••left Jul 14, 2017, registered Jul 12, 2017 (-2 days) · Other · moved with a team
- P•••• S••••••••• L•• to L•• F•••••••• L••left Apr 30, 2014, registered Apr 24, 2014 (-6 days) · Other
- L•• F•••••••• L•• to L•••• F••• A••••••• S•••••••left Apr 24, 2014, registered Apr 30, 2014 (6 days) · Other
- Chad James Castrinos left Advisor Resource Council for Independent Financial Partners (registered 2024-06-26)Jun 24, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address