DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as David Anthony Saldana
At current firm
3 y
since Jun 26, 2023
In the industry
27 y
since Oct 20, 1998 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Morgan Stanley wirehouse currentsince Jun 26, 2023 · San Antonio, Tx
- Victory Capital Management Inc. asset managerJun 1, 2021 to Feb 2, 2023 · San Antonio, Tx
- Usaa Investment Services Company no RAUMJan 8, 2018 to Jul 3, 2019 · San Antonio, Tx
- Usaa Financial Planning Services formerApr 19, 2013 to Jan 8, 2018 · San Antonio, Tx
- Usaa Investment Services Company no RAUMJan 1, 2007 to Apr 22, 2013 · San Antonio, Tx
Moves
a registration end followed by a registration begin elsewhere
- Victory Capital Management Inc. to Morgan Stanleyleft Feb 2, 2023, registered Jun 26, 2023 (144 days) · Other
- Usaa Investment Services Company to Victory Capital Management Inc.left Jul 3, 2019, registered Jun 1, 2021 (699 days) · corporate re-registration, not a move
- Usaa Financial Planning Services to Usaa Investment Services Companyleft Jan 8, 2018, registered Jan 8, 2018 (0 days) · corporate re-registration, not a move
- Usaa Investment Services Company to Usaa Financial Planning Servicesleft Apr 22, 2013, registered Apr 19, 2013 (-3 days) · corporate re-registration, not a move
Signals
- David A Saldana left Victory Capital Management Inc. for Morgan Stanley (registered 2023-06-26)Feb 2, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address