R••• G•••••••

• W•••• F•••• A••••••• wirehouse current
  since Aug 22, 2022 · San Antonio, Tx
• J••• M••••• S••••••••• L•• wirehouse
  Aug 5, 2013 to Jul 30, 2022 · San Antonio, Tx
• C•••• I••••••••• S••••••• C•••• former
  Jul 6, 2005 to Aug 22, 2011 · San Antonio, Tx
• B••• O•• S••••••••• C••••••••• unclassified
  Mar 28, 2003 to Jul 6, 2005 · San Antonio, Tx
• U••• I••••••••• S••••••• C•••••• no RAUM
  Sep 17, 2002 to Nov 13, 2002 · San Antonio, Tx

• J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••
  left Jul 30, 2022, registered Aug 22, 2022 (23 days) · Wirehouse to wirehouse
• C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
  left Aug 22, 2011, registered Aug 5, 2013 (714 days) · Other
• B••• O•• S••••••••• C••••••••• to C•••• I••••••••• S••••••• C••••
  left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move
• U••• I••••••••• S••••••• C•••••• to B••• O•• S••••••••• C•••••••••
  left Nov 13, 2002, registered Mar 28, 2003 (135 days) · Other

• ••• Locked
  Jul 30, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

27derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address