DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Paul Correia
Feed of 09/14/2026
Also filed as Paul Christopher Correia
At current firm
1 y
since Aug 6, 2025
In the industry
27 y
since Oct 12, 1998 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Thrivent Investment Management Inc. BD affiliated currentsince Aug 6, 2025 · Minneapolis, Mn
- First Command Advisory Services BD affiliatedApr 2, 2025 to Jul 29, 2025 · Miami, Fl
- Santander Securities BD affiliatedMay 5, 2022 to Oct 28, 2024 · Coconut Grove, Fl
- Td Ameritrade Investment Management, LLC formerApr 6, 2010 to Dec 31, 2020 · Fort Worth, Tx
- Td Ameritrade, Inc. formerApr 6, 2010 to Jan 11, 2021 · Westlake, Tx
Moves
a registration end followed by a registration begin elsewhere
- First Command Advisory Services to Thrivent Investment Management Inc.left Jul 29, 2025, registered Aug 6, 2025 (8 days) · Affiliated broker-dealer or bank to another
- Santander Securities to First Command Advisory Servicesleft Oct 28, 2024, registered Apr 2, 2025 (156 days) · Affiliated broker-dealer or bank to another
- Td Ameritrade, Inc. to Santander Securitiesleft Jan 11, 2021, registered May 5, 2022 (479 days) · Other
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Dec 31, 2020, registered Apr 6, 2010 (-3922 days) · corporate re-registration, not a move
Signals
- Paul Correia left First Command Advisory Services for Thrivent Investment Management Inc. (registered 2025-08-06)Jul 29, 2025 · Advisor changed firm · fact
- Paul Correia left Santander Securities for First Command Advisory Services (registered 2025-04-02)Oct 28, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address