RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• S••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Oct 10, 2022 · Boston, Ma
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 4, 2021 to Sep 21, 2022 · Northbrook, Il
- U•• F•••••••• S••••••• I••• wirehouseSep 14, 2017 to Jul 23, 2021 · Chicago, Il
- M••••• S•••••• wirehouseAug 24, 2012 to Aug 14, 2017 · Chicago, Il
- U•• F•••••••• S••••••• I••• wirehouseFeb 23, 2009 to Oct 10, 2011 · Washington, Dc
- H•••••••• A••••••• C•••• otherJul 28, 2008 to Nov 26, 2008 · Arlington, Va
- M••••• S•••••• • C•• L•• unclassifiedOct 3, 2007 to Jun 16, 2008 · Atlanta, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Sep 21, 2022, registered Oct 10, 2022 (19 days) · Wirehouse to wirehouse
- U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 23, 2021, registered Aug 4, 2021 (12 days) · Wirehouse to wirehouse
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Aug 14, 2017, registered Sep 14, 2017 (31 days) · Wirehouse to wirehouse
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Oct 10, 2011, registered Aug 24, 2012 (319 days) · Wirehouse to wirehouse
- H•••••••• A••••••• C•••• to U•• F•••••••• S••••••• I•••left Nov 26, 2008, registered Feb 23, 2009 (89 days) · Other
- M••••• S•••••• • C•• L•• to H•••••••• A••••••• C••••left Jun 16, 2008, registered Jul 28, 2008 (42 days) · Other
- A•••••• S•••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for J••• M••••• S••••••••• L•• (registered 2022-10-10)Sep 21, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address