DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H•••••••• A••••••• C••••
Latest filing Jun 29, 2026
First filing on the tape Jan 12, 2012 · 47 filings
SEC status approved since Sep 21, 1990
RAUM
$7.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$745M
derived; firm RAUM over IAPD count
Employees
40
15 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
47 filings and snapshots on the tape
RAUM$7.5B as of Jun 29, 2026
Mar 27, 2012$1.6B then
HNW client RAUM: no history
State-registered IARs (5.B.3)11 as of Jun 29, 2026
Mar 27, 20120 then
Employees (5.A)40 as of Jun 29, 2026
Mar 28, 201352 then
Private funds: no history
RAUM -3.7% over the last fiscal year+2.3% a year over threeIARs 11 to 11
Practice profile
derived from the filing of Jun 29, 2026; every figure names its basis
- RAUM per advisor
- $677MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $392MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 59%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.6derivedItem 5.A over advisors
- Advisors per office
- 11.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -3.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for businesses and institutions, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$4.4B62%
- Investment companies$2.7B37%
- Corporations and businesses$79.6M1.1%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 19reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.36 institutional_share=0.59 related_bd=true related_bank=false bd_reps=24.0derived
Advisors registered through the firm
11 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••••• L••• O••••••••• | Arlington, Va | May 28, 2003 | 27 y | 0 |
| B•••• M••••••• A•••• | Arlington, Va | Jul 5, 2012 | 24 y | 0 |
| M•••• J•••• M•••••••• F•••••Certified Financial Planner | Arlington, Va | May 8, 2017 | 16 y | 0 |
| M••• D••••• E•••••• | Arlington, Va | Aug 19, 2021 | 12 y | 1 |
| T••••• F••••••••• B•••••Certified Financial Planner | Upper Marlboro, Md | May 12, 2022 | 21 y | 4 |
| D•••• T••••• M•••••••• | Arlington, Va | Aug 15, 2023 | 28 y | 0 |
| C•••••• M•••••• C••••••••• | Arlington, Va | Jan 30, 2024 | 29 y | 1 |
| S•••••• E•••• T•••••Certified Financial Planner | Spring, Tx | Dec 10, 2024 | 24 y | 2 |
| W•••••• E• T•••• | Jefferson, Md | May 9, 2025 | 13 y | 9 |
| J••• H•• S••Certified Financial Planner | Arlington, Va | Aug 15, 2026 | 13 y | 2 |
| D•••• S•••••• M•••••• | Arlington, Va | Sep 2, 2026 | 12 y | 4 |
Advisor movement
1 left, 2 joined in 12 months
net +1 in 12 months1 left in 90 days2 joined in 90 daysdeparture rate 10% of current headcount2 left over 36 months
Left, latest
- W•••••• D•••••• K••••• to E•••••• F•••••••• E••••••Jun 30, 2026 · Other
- K•••• E•••• to M••••• S••••••Apr 10, 2025 · Other
- R•••••• L• S•••• to F••••••• P••••••• A•• W•••••••• A•••••••Jan 20, 2022 · Other
- J••• R••••• S•••• to V••••••• A•••••••• I•••Dec 9, 2021 · Other
- M••• L•••• J••••••• to T•• B••••••••• G••••May 11, 2021 · Other
- W•••••• C••••••••• to S•••• W••••• M••••••••• L••Mar 13, 2018 · Other
- K•••••• R••••• S••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Aug 10, 2016 · Other
- S••••• E•••• U••••• to C••••••• • C• I••Dec 31, 2014 · Other
- E•••••••• N••••• N••••• to C•••••••Dec 31, 2014 · Other
- J••• A• C•••••• to U•• F•••••••• S••••••• I•••Dec 31, 2014 · Other
- J•••• T•••• S•••• to J••• M••••• S••••••••• L••Mar 13, 2014 · Other
- J••••• R••••••••• F•••• to P••••••• S•••••••• G••••• L••Sep 11, 2013 · Other
- A••••• J•••••• O•••••• to S••••••• F•••••••• S•••••••• I•••Mar 27, 2012 · Other
- A•••••• S•••• to U•• F•••••••• S••••••• I•••Nov 26, 2008 · Other
Joined, latest
- D•••• S•••••• M•••••• from P•• W••••• M•••••••••Sep 2, 2026 · Other
- J••• H•• S•• from B••••• W•••••• L••Aug 15, 2026 · Other
- W•••••• E• T•••• from C•••••• S••••• • C••• I•••May 9, 2025 · Other
- S•••••• E•••• T••••• from B•••••• C•••••• M••••••••• L•Dec 10, 2024 · Other
- C•••••• M•••••• C••••••••• from F••••••• P••••••• A•• W•••••••• A•••••••Jan 30, 2024 · Other
- W•••••• D•••••• K••••• from W•••••• C•••••• M••••••••• L••May 31, 2022 · Other
- R•••••• L• S•••• from S••••••• I••••••••• S•••••••• I•••Apr 14, 2017 · Other
- T••••• F••••••••• B••••• from S••••••• F•••••••• S•••••••• I•••Jun 4, 2012 · Other
- K•••••• R••••• S••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Jun 1, 2012 · Other
- J••••• R••••••••• F•••• from I••••••••• A••••••• C•••Mar 1, 2011 · Other
- A••••• J•••••• O•••••• from A••••••••• F•••••••• S•••••••• L••Jul 22, 2009 · Other
- J•••• T•••• S•••• from W••••••• F•••••••• S•••••••• I•••Nov 10, 2008 · Other
- A•••••• S•••• from M••••• S•••••• • C•• L••Jul 28, 2008 · Other
- E•••••••• N••••• N••••• from B••• A•••• M••••••••• I•••Nov 20, 2007 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••••• B•••• A••• · Vice President And Directorcontrolsince 06/2017 · owns less than 5%
- C•••••• J••••••• C••••••••• · Directorcontrolsince 05/2018 · owns less than 5%
- D• M••••• A••• M•••••• · Treasurer And Directorcontrolsince 04/2010 · owns less than 5%
- S••••••• M•••• D•••• · President, Chief Executive Officer And Directorcontrolsince 06/2018 · owns less than 5%
- S••••••••• D•••••••• C••••• · Chief Compliance Officercontrolsince 04/2005 · owns less than 5%
Entity owners
- H•••••••• F•••••••• S••••••• C•••• · Shareholderdirect · owns 75% or more
- N••••••• R•••• E••••••• C••••••••• A••••••••• · Shareholderindirect · owns 75% or more of N•••• U••••• H•••••••• I•••
- N•••• U••••• H•••••••• I••• · Shareholderindirect · owns 75% or more of H•••••••• F•••••••• S••••••• C••••
Related persons
Schedule D 7.A
- H•••••••• F•••••••• S••••••• C••••broker-dealery
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Arlington, Va · principal | 11 | 2 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- BD registered reps · 22 to 24Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $7.7B to $7.5BMar 28, 2025 to Mar 30, 2026
- Pension RAUM · $4.8B to $4.4BMar 28, 2025 to Mar 30, 2026
- RAUM · $7.7B to $7.5BMar 28, 2025 to Mar 30, 2026
- Accounts · 20 to 19Nov 15, 2024 to Mar 28, 2025
- Advisory employees · 13 to 15Nov 15, 2024 to Mar 28, 2025
- Employees · 41 to 40Nov 15, 2024 to Mar 28, 2025
- Financial planning clients · 0 to 1-10Nov 15, 2024 to Mar 28, 2025
- Discretionary RAUM · $7.2B to $7.7BNov 15, 2024 to Mar 28, 2025
- Pension RAUM · $4.4B to $4.8BNov 15, 2024 to Mar 28, 2025
- RAUM · $7.2B to $7.7BNov 15, 2024 to Mar 28, 2025
- Accounts · 21 to 20Aug 2, 2023 to Mar 29, 2024
- Advisory employees · 12 to 13Aug 2, 2023 to Mar 29, 2024
- BD registered reps · 21 to 22Aug 2, 2023 to Mar 29, 2024
- State-registered IARs · 8 to 11Aug 2, 2023 to Mar 29, 2024
- Discretionary RAUM · $7.0B to $7.2BAug 2, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $398,706 to $0Aug 2, 2023 to Mar 29, 2024
- Pension RAUM · $4.0B to $4.4BAug 2, 2023 to Mar 29, 2024
- RAUM · $7.0B to $7.2BAug 2, 2023 to Mar 29, 2024
- Advisory employees · 7 to 12May 19, 2022 to Mar 30, 2023
- BD registered reps · 17 to 21May 19, 2022 to Mar 30, 2023
- Employees · 36 to 41May 19, 2022 to Mar 30, 2023
- State-registered IARs · 3 to 8May 19, 2022 to Mar 30, 2023
- Discretionary RAUM · $8.5B to $7.0BMay 19, 2022 to Mar 30, 2023
- Non-discretionary RAUM · $474,302 to $398,706May 19, 2022 to Mar 30, 2023
- Pension RAUM · $5.0B to $4.0BMay 19, 2022 to Mar 30, 2023
- RAUM · $8.5B to $7.0BMay 19, 2022 to Mar 30, 2023
- Business name · R• A••••••• C••••••••• to H•••••••• A••••••• C••••May 5, 2022 to May 19, 2022
- Legal name · R• A••••••• C••••••••• to H•••••••• A••••••• C••••May 5, 2022 to May 19, 2022
- Accounts · 19 to 21Aug 20, 2021 to Mar 29, 2022
- Advisory employees · 10 to 7Aug 20, 2021 to Mar 29, 2022
- BD registered reps · 20 to 17Aug 20, 2021 to Mar 29, 2022
- Employees · 38 to 36Aug 20, 2021 to Mar 29, 2022
- State-registered IARs · 6 to 3Aug 20, 2021 to Mar 29, 2022
- Discretionary RAUM · $8.0B to $8.5BAug 20, 2021 to Mar 29, 2022
- Non-discretionary RAUM · $955,875 to $474,302Aug 20, 2021 to Mar 29, 2022
- Pension RAUM · $4.9B to $5.0BAug 20, 2021 to Mar 29, 2022
- RAUM · $8.0B to $8.5BAug 20, 2021 to Mar 29, 2022
- Accounts · 18 to 19Feb 4, 2021 to Mar 31, 2021
- BD registered reps · 21 to 20Feb 4, 2021 to Mar 31, 2021
Signals
60 dated events
- J••• H•• S•• added a WV registration at H•••••••• A••••••• C••••Sep 17, 2026 · New state registration · fact
- D•••• S•••••• M•••••• added a OR registration at H•••••••• A••••••• C••••Sep 17, 2026 · New state registration · fact
- D•••• S•••••• M•••••• added a AZ registration at H•••••••• A••••••• C••••Sep 15, 2026 · New state registration · fact
- J••• H•• S•• added a WY registration at H•••••••• A••••••• C••••Sep 15, 2026 · New state registration · fact
- J••• H•• S•• added a WI registration at H•••••••• A••••••• C••••Sep 15, 2026 · New state registration · fact
- J••• H•• S•• added a WA registration at H•••••••• A••••••• C••••Sep 15, 2026 · New state registration · fact
- J••• H•• S•• added a VA registration at H•••••••• A••••••• C••••Sep 15, 2026 · New state registration · fact
- J••• H•• S•• added a TX registration at H•••••••• A••••••• C••••Sep 15, 2026 · New state registration · fact
- J••• H•• S•• added a SD registration at H•••••••• A••••••• C••••Sep 15, 2026 · New state registration · fact
- J••• H•• S•• added a SC registration at H•••••••• A••••••• C••••Sep 15, 2026 · New state registration · fact
- J••• H•• S•• added a RI registration at H•••••••• A••••••• C••••Sep 15, 2026 · New state registration · fact
- J••• H•• S•• added a PR registration at H•••••••• A••••••• C••••Sep 15, 2026 · New state registration · fact
- J••• H•• S•• added a PA registration at H•••••••• A••••••• C••••Sep 15, 2026 · New state registration · fact
- J••• H•• S•• added a OR registration at H•••••••• A••••••• C••••Sep 15, 2026 · New state registration · fact
- J••• H•• S•• added a OK registration at H•••••••• A••••••• C••••Sep 15, 2026 · New state registration · fact
- J••• H•• S•• added a OH registration at H•••••••• A••••••• C••••Sep 15, 2026 · New state registration · fact
- J••• H•• S•• added a NC registration at H•••••••• A••••••• C••••Sep 15, 2026 · New state registration · fact
- J••• H•• S•• added a NM registration at H•••••••• A••••••• C••••Sep 15, 2026 · New state registration · fact
- J••• H•• S•• added a NJ registration at H•••••••• A••••••• C••••Sep 15, 2026 · New state registration · fact
- J••• H•• S•• added a NH registration at H•••••••• A••••••• C••••Sep 15, 2026 · New state registration · fact
- J••• H•• S•• added a NV registration at H•••••••• A••••••• C••••Sep 15, 2026 · New state registration · fact
- J••• H•• S•• added a NE registration at H•••••••• A••••••• C••••Sep 15, 2026 · New state registration · fact
- J••• H•• S•• added a MT registration at H•••••••• A••••••• C••••Sep 15, 2026 · New state registration · fact
- J••• H•• S•• added a MO registration at H•••••••• A••••••• C••••Sep 15, 2026 · New state registration · fact
- J••• H•• S•• added a MS registration at H•••••••• A••••••• C••••Sep 15, 2026 · New state registration · fact
- J••• H•• S•• added a MN registration at H•••••••• A••••••• C••••Sep 15, 2026 · New state registration · fact
- J••• H•• S•• added a MI registration at H•••••••• A••••••• C••••Sep 15, 2026 · New state registration · fact
- J••• H•• S•• added a MD registration at H•••••••• A••••••• C••••Sep 15, 2026 · New state registration · fact
- J••• H•• S•• added a ME registration at H•••••••• A••••••• C••••Sep 15, 2026 · New state registration · fact
- J••• H•• S•• added a KY registration at H•••••••• A••••••• C••••Sep 15, 2026 · New state registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/homestead-advisersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H••••••••ADVISERS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 866-673-2299/800-258-3030reportedpublic record, Form ADV, Jun 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $745Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026