DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Atlas Private Wealth Management, LLC

Former SEC-registered adviserAlbany, New YorkCRD 145331SEC 801-68444IAPD
Latest filing May 3, 2024
First filing on the tape Mar 29, 2012 · 52 filings
RAUM
$1.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$1.2B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
20
10 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
52 filings and snapshots on the tape
RAUM$1.3B as of Mar 25, 2024
Mar 29, 2012$508M then
HNW client RAUM$838M as of Mar 25, 2024
Mar 30, 2018$583M then
State-registered IARs (5.B.3)11 as of Mar 25, 2024
Mar 29, 20120 then
Employees (5.A)22 as of Mar 25, 2024
Mar 28, 201329 then
Private funds: no history
RAUM +13% over the last fiscal year+3.2% a year over threeIARs 15 to 9offices 5 to 3
Practice profile
derived from the filing of May 3, 2024; every figure names its basis
RAUM per advisor
$140MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
159derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.3MderivedHNW RAUM over HNW clients
Average account
$345,726derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
1.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.2derivedItem 5.A over advisors
Advisors per office
2.3derived4 offices incl. principal (1.F.5)
RAUM growth, one year
+13%derivedbetween the last two annual amendments
Advisor growth, one year
-27%derivedItem 5.B.3 between annual amendments
Client growth, one year
-5.5%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, educational seminars, otherreportedItem 5.G
Custody
$299M, 330 clientsreportedItem 9.A
Ownership
a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$838M67%
  • Individuals$391M31%
  • Charitable organizations$17.4M1.4%
  • Pension and profit-sharing plans$5.2M0.4%
  • Corporations and businesses$4.4M0.3%
Individual clients
1,061reported
HNW clients
369reported
Pension plan clients
1reported
Charitable clients
11reported
Accounts
3,633reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
$299M for 330 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Robert Gregory Britton · Chief Executive Officer, Atlascontrol
      since 07/2013 · owns less than 5%
    • Therese Kristen O'Brien · Presidentcontrol
      since 06/2023 · owns less than 5%
    • C John Ogle · Chief Investment Officercontrol
      since 11/2015 · owns less than 5%
    • Lynn Sarah Rapke · Chief Compliance Officercontrol
      since 07/2020 · owns less than 5%
    • Lynn Molly Bennard · Chief Executive Officer, Connectus
      since 08/2022 · owns less than 5%
    • C. John Stelley · Compliance Officer
      since 03/2022 · owns less than 5%
    Entity owners
    • Connectus Group, LLC · Member (Manager)
      direct · owns 75% or more
    • Cd&R Ferdinand Co-Investor, L.P. · Partner
      indirect · owns 25% to 50% of Cd&R Ferdinand Holdings, L.P.
    • Cd&R Ferdinand Holdings, L.P. · Partner
      indirect · owns 50% to 75% of Ferdinand Ffp Ultimate Holdings, LP
    • Clayton, Dubilier & Rice Fund Xii, L.P. · Partner
      indirect · owns 50% to 75% of Cd&R Ferdinand Holdings, L.P.
    • Ferdinand Ffp Acquisition, LLC · Shareholder, Class A Common Stock
      indirect · owns 75% or more of Focus Financial Partners Inc.
    • Ferdinand Ffp Intermediate Holdings, LLC · Member
      indirect · owns 75% or more of Ferdinand Ffp Acquisition, LLC
    • Ferdinand Ffp Parent, Inc. · Member
      indirect · owns 75% or more of Ferdinand Ffp Intermediate Holdings, LLC
    • Ferdinand Ffp Ultimate Holdings, LP · Shareholder, Class B Common Stock
      indirect · owns 75% or more of Focus Financial Partners Inc.
    • Ferdinand Ffp Ultimate Holdings, LP · Shareholder
      indirect · owns 75% or more of Ferdinand Ffp Parent, Inc.
    • Focus Financial Partners Inc. · Member
      indirect · owns 75% or more of Focus Financial Partners, LLC
    • Focus Financial Partners, LLC · Member
      indirect · owns 75% or more of Focus Operating, LLC
    • Focus Operating, LLC · Member
      indirect · owns 75% or more of Connectus Group, LLC
    Related persons
    Schedule D 7.A
    Advisers that list Atlas Private Wealth Management, LLC as a related person
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Albany, Ny · principal000
    Lanesborough, Ma000
    Offices
    Schedule D 1.F, the 25 largest
    • , 1 employees
    What changed
    consecutive filings, newest first
    • Advisory employees · 12 to 10
      Mar 25, 2024 to May 3, 2024
    • Employees · 22 to 20
      Mar 25, 2024 to May 3, 2024
    • State-registered IARs · 11 to 9
      Mar 25, 2024 to May 3, 2024
    • Accounts · 3,606 to 3,633
      Sep 27, 2023 to Mar 25, 2024
    • Advisory employees · 17 to 12
      Sep 27, 2023 to Mar 25, 2024
    • Charity clients · 5 to 11
      Sep 27, 2023 to Mar 25, 2024
    • Corporate clients · 6 to 2
      Sep 27, 2023 to Mar 25, 2024
    • HNW clients · 317 to 369
      Sep 27, 2023 to Mar 25, 2024
    • Individual clients · 1,196 to 1,061
      Sep 27, 2023 to Mar 25, 2024
    • Assets in custody · $261M to $299M
      Sep 27, 2023 to Mar 25, 2024
    • Employees · 32 to 22
      Sep 27, 2023 to Mar 25, 2024
    • State-registered IARs · 15 to 11
      Sep 27, 2023 to Mar 25, 2024
    • Other offices · 4 to 3
      Sep 27, 2023 to Mar 25, 2024
    • Discretionary RAUM · $1.1B to $1.3B
      Sep 27, 2023 to Mar 25, 2024
    • HNW RAUM · $688M to $838M
      Sep 27, 2023 to Mar 25, 2024
    • Individual RAUM · $400M to $391M
      Sep 27, 2023 to Mar 25, 2024
    • Pension RAUM · $4.4M to $5.2M
      Sep 27, 2023 to Mar 25, 2024
    • RAUM · $1.1B to $1.3B
      Sep 27, 2023 to Mar 25, 2024
    • Other offices · 5 to 4
      Jun 12, 2023 to Jul 31, 2023
    • Accounts · 3,485 to 3,606
      Nov 3, 2022 to Mar 28, 2023
    • Advisory employees · 15 to 17
      Nov 3, 2022 to Mar 28, 2023
    • HNW clients · 401 to 317
      Nov 3, 2022 to Mar 28, 2023
    • Individual clients · 1,095 to 1,196
      Nov 3, 2022 to Mar 28, 2023
    • Assets in custody · $303M to $261M
      Nov 3, 2022 to Mar 28, 2023
    • Employees · 28 to 32
      Nov 3, 2022 to Mar 28, 2023
    • State-registered IARs · 13 to 15
      Nov 3, 2022 to Mar 28, 2023
    • Discretionary RAUM · $1.3B to $1.1B
      Nov 3, 2022 to Mar 28, 2023
    • HNW RAUM · $897M to $688M
      Nov 3, 2022 to Mar 28, 2023
    • Individual RAUM · $386M to $400M
      Nov 3, 2022 to Mar 28, 2023
    • Pension RAUM · $5.3M to $4.4M
      Nov 3, 2022 to Mar 28, 2023
    • RAUM · $1.3B to $1.1B
      Nov 3, 2022 to Mar 28, 2023
    • Advisory activities · 5 to 6
      Mar 25, 2022 to Apr 18, 2022
    • Accounts · 3,420 to 3,485
      Jan 27, 2022 to Mar 25, 2022
    • Corporate clients · 7 to 6
      Jan 27, 2022 to Mar 25, 2022
    • HNW clients · 346 to 401
      Jan 27, 2022 to Mar 25, 2022
    • Individual clients · 1,109 to 1,095
      Jan 27, 2022 to Mar 25, 2022
    • Assets in custody · $244M to $303M
      Jan 27, 2022 to Mar 25, 2022
    • Employees · 24 to 28
      Jan 27, 2022 to Mar 25, 2022
    • Financial planning clients · 51-100 to 101-250
      Jan 27, 2022 to Mar 25, 2022
    • State-registered IARs · 12 to 13
      Jan 27, 2022 to Mar 25, 2022
    Signals
    20 dated events
    • Atlas Private Wealth Management, LLC's advisors moved to Focus Partners Wealth, LLC (Albany, NY): 6 of 8 registered, on the same day
      Jul 1, 2024 · Firm absorbed (people side) · derived
    • Robert Michael Palmer left Atlas Private Wealth Management, Llc for Focus Partners Wealth, Llc (registered 2024-06-03)
      Jul 1, 2024 · Advisor changed firm · fact
    • Toby Arthur Potterton left Atlas Private Wealth Management, Llc for Focus Partners Wealth, Llc (registered 2024-06-04)
      Jul 1, 2024 · Advisor changed firm · fact
    • Barnaby Dexter Bullard left Atlas Private Wealth Management, Llc for Focus Partners Wealth, Llc (registered 2024-06-03)
      Jul 1, 2024 · Advisor changed firm · fact
    • Kollin Allard left Atlas Private Wealth Management, Llc for Focus Partners Wealth, Llc (registered 2024-06-04)
      Jul 1, 2024 · Advisor changed firm · fact
    • Christine Elizabeth Suozzi left Atlas Private Wealth Management, Llc for Focus Partners Wealth, Llc (registered 2024-06-03)
      Jul 1, 2024 · Advisor changed firm · fact
    • Edward J Mccarthy left Atlas Private Wealth Management, Llc for Focus Partners Wealth, Llc (registered 2024-06-03)
      Jul 1, 2024 · Advisor changed firm · fact
    • John Peter Heslin left Atlas Private Wealth Management, Llc for Focus Partners Wealth, Llc (registered 2024-06-03)
      Jul 1, 2024 · Advisor changed firm · fact
    • Thomas Brendan Walsh (Executive Vice President And Director Of Tax Planning) no longer on Schedule A of Atlas Private Wealth Management, Llc (listed 2024-03-25, absent 2024-05-03)
      May 3, 2024 · Control person left · inference
    • 2 advisors left Atlas Private Wealth Management, LLC (Albany, NY) for Graypoint LLC on the same day
      Apr 23, 2024 · Team lift-out · derived
    • Lissa Maria Mcnaughton left Atlas Private Wealth Management, Llc for Graypoint Llc (registered 2024-05-09)
      Apr 23, 2024 · Advisor changed firm · fact
    • Brendan Thomas Walsh left Atlas Private Wealth Management, Llc for Graypoint Llc (registered 2024-05-09)
      Apr 23, 2024 · Advisor changed firm · fact
    • Arthur Toby Potterton (Senior Wealth Management Advisor) no longer on Schedule A of Atlas Private Wealth Management, Llc (listed 2023-09-27, absent 2024-03-25)
      Mar 25, 2024 · Control person left · inference
    • James Christopher Aiello left Atlas Private Wealth Management, Llc for Osaic Advisory Services, Llc (registered 2023-08-11)
      Aug 21, 2023 · Advisor changed firm · fact
    • Timothy Seamus Hamilton left Atlas Private Wealth Management, Llc for Compound Planning, Inc. (registered 2023-05-26)
      May 30, 2023 · Advisor changed firm · fact
    • Thomas Brendan Walsh (Executive Vice President And Director Of Tax Planning) appeared on Schedule A of Atlas Private Wealth Management, Llc
      Mar 25, 2022 · Control person joined · fact
    • Lynn Sarah Rapke (Chief Compliance Officer) appeared on Schedule A of Atlas Private Wealth Management, Llc
      Aug 3, 2020 · Control person joined · fact
    • Joanne Langhauser (Svp/Chief Compliance Officer) no longer on Schedule A of Atlas Private Wealth Management, Llc (listed 2020-03-23, absent 2020-04-20)
      Apr 20, 2020 · Control person left · inference
    • Carrie Charbonneau (Director, Finance) no longer on Schedule A of Atlas Private Wealth Management, Llc (listed 2018-09-10, absent 2019-03-29)
      Mar 29, 2019 · Control person left · inference
    • Therese Kristen Schreer (Chief Operating Officer) appeared on Schedule A of Atlas Private Wealth Management, Llc
      Mar 29, 2019 · Control person joined · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026