DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••••• G•••• I•••••

I••••••••• F•••••••• G••••• L••BD affiliatedClearwater Beach, Fldual registrantIAPD 3132341

Feed of 09/14/2026

At current firm

2 y

since Apr 30, 2024

In the industry

27 y

since Oct 30, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I••••••••• F•••••••• G••••• L•• BD affiliated current
since Apr 30, 2024 · Clearwater Beach, Fl
J• W• C••• A•••••••• I••• BD affiliated
Dec 15, 2021 to Apr 30, 2024 · Tampa, Fl
A••••••••• F•••••••• S•••••••• L•• national BD
Aug 17, 2015 to Dec 14, 2021 · Tampa, Fl
J•• C•••••• A•••••••• L•• former
Jan 17, 2012 to Aug 17, 2015 · Tampa, Fl
M••••• S•••••• wirehouse
Jun 1, 2009 to Jan 17, 2012 · Tampa, Fl
C•••••••• G••••• M•••••• I••• BD affiliated
Feb 13, 2007 to Jun 1, 2009 · Tampa, Fl
M••••• S•••••• D• I••• unclassified
May 11, 1999 to Feb 13, 2007 · Tampa, Fl

Moves

a registration end followed by a registration begin elsewhere

J• W• C••• A•••••••• I••• to I••••••••• F•••••••• G••••• L••
left Apr 30, 2024, registered Apr 30, 2024 (0 days) · Affiliated broker-dealer or bank to another
A••••••••• F•••••••• S•••••••• L•• to J• W• C••• A•••••••• I•••
left Dec 14, 2021, registered Dec 15, 2021 (1 days) · Affiliated broker-dealer or bank to independent RIA
J•• C•••••• A•••••••• L•• to A••••••••• F•••••••• S•••••••• L••
left Aug 17, 2015, registered Aug 17, 2015 (0 days) · Other · moved with a team
M••••• S•••••• to J•• C•••••• A•••••••• L••
left Jan 17, 2012, registered Jan 17, 2012 (0 days) · Other
C•••••••• G••••• M•••••• I••• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
M••••• S•••••• D• I••• to C•••••••• G••••• M•••••• I•••
left Feb 13, 2007, registered Feb 13, 2007 (0 days) · Other

Signals

J•••••• G•••• I••••• left J• W• C••• A•••••••• I••• for I••••••••• F•••••••• G••••• L•• (registered 2024-04-30)
Apr 30, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address